+119. When assessing the risk management framework, competent authorities should consider the extent …
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119. When assessing the risk management framework, competent authorities should consider the extent …
When assessing the risk management framework, competent authorities should consider the extent to which it is embedded in, and how it influences, the overall strategy of the investment firm. Competent authorities should, in particular, assess if there are appropriate and consistent links between the business strategy, the risk strategy, risk appetite and risk management framework, and the capital and liquidity management frameworks.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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