135. In line with the EBA Guidelines on internal governance and Joint ESMA and EBA Guidelines on …

In line with the EBA Guidelines on internal governance and Joint ESMA and EBA Guidelines on the assessment of the suitability of the members of the management body and key function holders, competent authorities should assess from a prudential perspective whether the responsibilities of the management body with regard to ML/TF risks are being complied with. Competent authorities should take into account any supplementary information received from the AML/CFT supervisors following their assessment.

Category 3 investment firms

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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