147. This title provides competent authorities with guidance for the assessment of risks and costs …

This title provides competent authorities with guidance for the assessment of risks and costs related to potential orderly wind-down of the investment firm as well as guidelines for the assessment and scoring of the following categories of risks to capital in the ongoing activities of investment firms:

• a. Risk-to-Client;
• b. Risk-to-Market;
• c. Risk-to-Firm;
• d. other risks.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/