147. This title provides competent authorities with guidance for the assessment of risks and costs …

This title provides competent authorities with guidance for the assessment of risks and costs related to potential orderly wind-down of the investment firm as well as guidelines for the assessment and scoring of the following categories of risks to capital in the ongoing activities of investment firms:

• a. Risk-to-Client;
• b. Risk-to-Market;
• c. Risk-to-Firm;
• d. other risks.

1. Pārskats

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

3. Saistītie standarti

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