258. Competent authorities should focus on these sources of inherent regulatory, legal, and fiscal …

Competent authorities should focus on these sources of inherent regulatory, legal, and fiscal risks where relevant:

• a. costs for achieving compliance with applicable regulations;
• b. payment of fines or other sanctions for non-compliance;
• c. tax reassessment or payment of late fees, fines and penalties;
• d. anticipation of regulatory changes relevant for the investment firm.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/