+258. Competent authorities should focus on these sources of inherent regulatory, legal, and fiscal …

258. Competent authorities should focus on these sources of inherent regulatory, legal, and fiscal …

Competent authorities should focus on these sources of inherent regulatory, legal, and fiscal risks where relevant:

  • a. costs for achieving compliance with applicable regulations;
  • b. payment of fines or other sanctions for non-compliance;
  • c. tax reassessment or payment of late fees, fines and penalties;
  • d. anticipation of regulatory changes relevant for the investment firm.

1. Pārskats

,
Nosaukums Regulējums

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības
Avots Prasība

3. Saistītie standarti

Standarti
Avots Prasība
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/