+373. On the basis of this determination, competent authorities should: a. take any supervisory …

373. On the basis of this determination, competent authorities should: a. take any supervisory …

On the basis of this determination, competent authorities should:

  • a. take any supervisory measures necessary to address concerns;
  • b. determine future supervisory resourcing and planning for the investment firm, including whether any specific supervisory activities should be planned for the investment firm;
  • c. where applicable, determine the need for early intervention measures as specified in Article 27 of Directive 2014/59/EU; and
  • d. determine whether the investment firm can be considered to be ‘failing or likely to fail’.

1. Overview

,
Summary Regulation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
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