+373. On the basis of this determination, competent authorities should: a. take any supervisory …
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373. On the basis of this determination, competent authorities should: a. take any supervisory …
On the basis of this determination, competent authorities should: - a. take any supervisory measures necessary to address concerns;
- b. determine future supervisory resourcing and planning for the investment firm, including whether any specific supervisory activities should be planned for the investment firm;
- c. where applicable, determine the need for early intervention measures as specified in Article 27 of Directive 2014/59/EU; and
- d. determine whether the investment firm can be considered to be ‘failing or likely to fail’.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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