+10. Competent authorities may exempt an investment firm which meets the conditions for qualifying …
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10. Competent authorities may exempt an investment firm which meets the conditions for qualifying …
Competent authorities may exempt an investment firm which meets the conditions for qualifying as a small and non‐interconnected investment firm as set out in Article 12(1) of Regulation (EU) 2019/2033 from the liquidity requirements set out in Article 43(1) of Regulation (EU) 2019/2033 where an investment firm fulfils the criteria for the exemption set out in these guidelines.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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