12. Competent authorities should exempt an investment firm from the liquidity requirements under …

Competent authorities should exempt an investment firm from the liquidity requirements under Article 43(1) of Regulation (EU) 2019/2033 only based on an investment firm’s request to be exempted. Together with such a request, the investment firm should provide all information necessary for the competent authority to assess if the requirements of these guidelines are met. That information should include a description of the investment firm’s activity and how the investment firm fulfils the requirements for the exemption.

1. Overview

1.1 References

• Article 43 1.

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/