19. For the purpose of the assessment referred to in paragraph 18, competent authorities should …

For the purpose of the assessment referred to in paragraph 18, competent authorities should take into account the investment firm’s risks to its clients and the firm itself, the nature, scope and complexity of its activities and the types of activities performed by the firm and, if available, any outcome of the supervisory review and evaluation carried out in accordance with Article 36 of Directive (EU) 2019/2034.

1. Overview

1.1 References

• Article 36 Supervisory review and evaluation

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/