+25. Competent authorities should not grant an exemption to an investment firm if they consider that …
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25. Competent authorities should not grant an exemption to an investment firm if they consider that …
Competent authorities should not grant an exemption to an investment firm if they consider that an investment firm does not comply with the criteria for an exemption at the time of the request or will likely not comply with the criteria subsequently.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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