20. Where the financial institution is part of a group, the group-level senior staff member should …

Where the financial institution is part of a group, the group-level senior staff member should assess the effectiveness of policies, procedures and controls for compliance with relevant re-strictive measures across branches, subsidiaries, intermediaries, distributors and agents where applicable. The ultimate responsibility for compliance with restrictive measures lies with each entity of the group.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/