+Joint Committee Guidelines on cooperation and information exchange for AML/CFT supervision purposes (JC 2019 81)
---+1. Compliance and reporting obligations
------+Status of these joint guidelines
------+Reporting requirements
---+2. Subject matter, definitions and addressees
------+Subject matter
------+Definitions
------+Addressees
---------+8. These guidelines are addressed to competent authorities.
---+5. Implementation
------+Date of application
------+Transitional provisions
---+1. Guidelines on the cooperation and information exchange for the purposes of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions
------+Guideline 1: Mapping
------+Guideline 2: Conditions for establishing an AML/CFT college
------+Guideline 3: Establishing and maintaining an AML/CFT college
------+Guideline 4: Cooperation between AML/CFT colleges and prudential supervisors
------+Guideline 5: Composition of an AML/CFT college
------+Guideline 6: Contact lists
------+Guideline 7: AML/CFT college meetings
------+Guideline 8: Written cooperation and information-sharing agreement
------+Guideline 9: Scope of mutual assistance
------+Guideline 10: Procedures for requesting and providing mutual assistance
------+Guideline 11: Confidentiality restrictions and permissible uses of information
------+Guideline 12: Common approach
------+Guideline 13: Coordinated supervisory action(s)
------+Guideline 14: Bilateral relationships
------+Guideline 15: Conflict resolution
------+Guideline 16: Transitional period
------+Annex I – Mapping templates
------+Annex II – AML/CFT cooperation agreement template
---------+AML/CFT cooperation and information-sharing agreement (the ‘agreement’)
---------+of the supervisory AML/CFT college (the ‘AML/CFT college’)
---------+i. Introduction
---------+ii. Identification of permanent members and observers
---------+iii. Participation in the AML college meetings
---------+iv. Scope and framework for requesting mutual assistance
---------+vii. Treatment of confidential information
---------+viii. Common approach and coordinated action
---------+ix. Conflict resolution
---------+x. Final provisions for the written coordination and cooperation arrangements
------------+Appendix II – Contact list
 English - European Union - Financial Industry -

Joint Committee Guidelines on cooperation and information exchange for AML/CFT supervision purposes (JC 2019 81)

Joint Committee Guidelines on cooperation and information exchange for AML/CFT supervision purposes (JC 2019 81)

https://www.eba.europa.eu/activities/single-rulebook/regulatory-activities/anti-money-laundering-and-countering-financing-terrorism/joint-committee-guidelines-cooperation-and-information-exchange-amlcft-supervision-purposes – PDF

1. Overview

,
1. Compliance and reporting obligations

1. Compliance and reporting obligations
2. Subject matter, definitions and addressees

2. Subject matter, definitions and addressees
5. Implementation

5. Implementation
1. Guidelines on the cooperation and information exchange for the purposes of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions

1. Guidelines on the cooperation and information exchange for the purposes of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/