256. Competent authorities should focus on the following sources of inherent conduct risk where …

Competent authorities should focus on the following sources of inherent conduct risk where relevant:

• a. closure or suspension of a fund;
• b. number of misconduct incidents: mis-selling, market manipulation;
• c. regulatory penalties incurred.

1. Ülevaade

1.1 Viited

1.2 Tuvastatud nõuded

1.3 Seotud standardid

2. Tuvastatud nõuded

3. Seotud standardid

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/