256. Competent authorities should focus on the following sources of inherent conduct risk where …

Competent authorities should focus on the following sources of inherent conduct risk where relevant:

• a. closure or suspension of a fund;
• b. number of misconduct incidents: mis-selling, market manipulation;
• c. regulatory penalties incurred.

1. Pārskats

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

3. Saistītie standarti

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