+384. In accordance with Article 39(2), point (e) of Directive (EU) 2019/2034, competent authorities …

384. In accordance with Article 39(2), point (e) of Directive (EU) 2019/2034, competent authorities …

In accordance with Article 39(2), point (e) of Directive (EU) 2019/2034, competent authorities may require the investment firm to make changes to the business model or strategy where:

  • a. they are not supported by appropriate organisational, governance or risk control and management arrangements;
  • b. they are not supported by capital and operational plans, including allocation of appropriate financial, human and technological (IT) resources; and/or
  • c. there are significant concerns about the sustainability of the business model.

1. Ülevaade

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Pealkiri Regulatsioon

1.1 Viited

1.2 Tuvastatud nõuded

1.3 Seotud standardid

2. Tuvastatud nõuded

Nõuded
Allikas Nõue

3. Seotud standardid

Standardid
Allikas Nõue
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