+398. Supervisory measures to address deficiencies identified in the assessment of risk-to-firm and …
|
398. Supervisory measures to address deficiencies identified in the assessment of risk-to-firm and …
Supervisory measures to address deficiencies identified in the assessment of risk-to-firm and the associated management and control arrangements are likely to focus on requiring the investment firm to reduce the level of inherent risk or strengthening management and control arrangements.
1. Ülevaade
1.1 Viited
1.2 Tuvastatud nõuded
1.3 Seotud standardid
2. Tuvastatud nõuded
3. Seotud standardid
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
|