+398. Supervisory measures to address deficiencies identified in the assessment of risk-to-firm and …

398. Supervisory measures to address deficiencies identified in the assessment of risk-to-firm and …

Supervisory measures to address deficiencies identified in the assessment of risk-to-firm and the associated management and control arrangements are likely to focus on requiring the investment firm to reduce the level of inherent risk or strengthening management and control arrangements.

1. Pārskats

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Nosaukums Regulējums

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības
Avots Prasība

3. Saistītie standarti

Standarti
Avots Prasība
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