+122. Competent authorities should assess the following on a risk-based approach: a. whether …
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122. Competent authorities should assess the following on a risk-based approach: a. whether …
Competent authorities should assess the following on a risk-based approach: - a. whether financial entities monitor and manage appropriately third-party arrangements, in particular those supporting critical or important functions;
- b. whether financial entities have sufficient resources in place to monitor and manage third-party arrangements supporting critical or important functions;
- c. whether financial entities identify and manage all relevant risks; and
- d. whether financial entities identify, assess, and appropriately manage conflicts of interest with regard to any third-party arrangement, e.g. in the case of intragroup agreements or arrangements within the same institutional protection scheme.
1. Vue d’ensemble
| Intitulé |
Réglementation |
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1.1 Références
1.2 Exigences identifiées
1.3 Normes associées
2. Exigences identifiées
Exigences
| Source |
Exigence |
3. Normes associées
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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