+122. Competent authorities should assess the following on a risk-based approach: a. whether …

122. Competent authorities should assess the following on a risk-based approach: a. whether …

Competent authorities should assess the following on a risk-based approach:

  • a. whether financial entities monitor and manage appropriately third-party arrangements, in particular those supporting critical or important functions;
  • b. whether financial entities have sufficient resources in place to monitor and manage third-party arrangements supporting critical or important functions;
  • c. whether financial entities identify and manage all relevant risks; and
  • d. whether financial entities identify, assess, and appropriately manage conflicts of interest with regard to any third-party arrangement, e.g. in the case of intragroup agreements or arrangements within the same institutional protection scheme.

1. Przegląd

,
Tytuł Regulacja

1.1 Odwołania

1.2 Zidentyfikowane wymagania

1.3 Powiązane normy

2. Zidentyfikowane wymagania

Wymagania
Źródło Wymaganie

3. Powiązane normy

Normy
Źródło Wymaganie
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/