+122. Competent authorities should assess the following on a risk-based approach: a. whether …

122. Competent authorities should assess the following on a risk-based approach: a. whether …

Competent authorities should assess the following on a risk-based approach:

  • a. whether financial entities monitor and manage appropriately third-party arrangements, in particular those supporting critical or important functions;
  • b. whether financial entities have sufficient resources in place to monitor and manage third-party arrangements supporting critical or important functions;
  • c. whether financial entities identify and manage all relevant risks; and
  • d. whether financial entities identify, assess, and appropriately manage conflicts of interest with regard to any third-party arrangement, e.g. in the case of intragroup agreements or arrangements within the same institutional protection scheme.

1. Översikt

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Rubrik Reglering

1.1 Referenser

1.2 Identifierade krav

1.3 Relaterade standarder

2. Identifierade krav

Krav
Källa Krav

3. Relaterade standarder

Standarder
Källa Krav
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/