|
+Article 12 1. |
Article 12 1.Each Member State shall draw up prudential rules which management companies authorised in that Member State, with regard to the activity of management of UCITS authorised according to this Directive, shall observe at all times. In particular, the competent authorities of the management company’s home Member State, having regard also to the nature of the UCITS managed by a management company, shall require that each such company:
(a)
tá nósanna imeachta riaracháin agus cuntasaíochta, socruithe rialaithe agus cosanta fónta aici chun sonraí leictreonacha a phróiseáil, lena n-áirítear maidir le córais gréasán agus faisnéise a bhunaítear agus a bhainistítear i gcomhréir le Rialachán (AE) 2022/2554 ó Pharlaimint na hEorpa agus ón gComhairle ( 9 ), chomh maith le sásraí rialaithe inmheánaigh leormhaithe, lena n-áirítear, go háirithe, rialacha maidir le hidirbhearta pearsanta ag a fostaithe nó maidir le hinfheistíochtaí in ionstraimí airgeadais a shealbhú nó a bhainistiú chun infheistiú a dhéanamh ar a cuntas féin agus lena n-áiritheofar, ar a laghad, go bhféadfar gach idirbheart a bhaineann le GCUI a athchruthú de réir a bhunúis, na bpáirtithe a bhaineann leis, a chineáil, an ama agus na háite ina ndearnadh é agus go ndéanfar sócmhainní GCUI atá á mbainistiú ag an gcuideachta bainistíochta a infheistiú i gcomhréir le rialacha an chiste nó leis na hionstraimí corpraithe agus leis na forálacha dlíthiúla atá i bhfeidhm;
(b)
is structured and organised in such a way as to minimise the risk of UCITS’ or clients’ interests being prejudiced by conflicts of interest between the company and its clients, between two of its clients, between one of its clients and a UCITS, or between two UCITS. 1. Forbhreathnú
1.1 Tagairtí1.2 Ceanglais aitheanta1.3 Caighdeáin ghaolmhara2. Ceanglais aitheanta
3. Caighdeáin ghaolmhara
|