+Section 2 Investment holding companies, mixed financial holding companies and mixed‐activity holding companies
---+Article 51 Inclusion of holding companies in supervision of compliance with the group capital test
---+Article 52 Qualifications of directors
---+Article 53 Mixed‐activity holding companies
------+Article 53 1.
------+Article 53 2.
---+Article 54 Sanctions
---+Article 55 Assessment of third‐country supervision and other supervisory techniques
------+Article 55 1.
------+Article 55 2.
------+Article 55 3.
---+Article 56 Cooperation with third‐country supervisory authorities
|
Section 2 Investment holding companies, mixed financial holding companies and mixed‐activity holding companies
Section 2 Investment holding companies, mixed financial holding companies and mixed‐activity holding companies
1. Pregled
| Naslov |
Regulativa |
|
Article 51 Inclusion of holding companies in supervision of compliance with the group capital test
|
Article 51
Inclusion of holding companies in supervision of compliance with the group capital test
Member States shall ensure that investment holding companies and mixed financial holding companies are included in the supervision of compliance with the group capital test.
|
|
Article 52 Qualifications of directors
|
Article 52
Qualifications of directors
Member States shall require that the members of the management body of an investment holding company or mixed financial holding company are of sufficiently good repute and possess sufficient knowledge, skills and experience to effectively perform their duties, taking into account the specific role of an investment holding company or mixed financial holding company.
|
|
Article 53 Mixed‐activity holding companies
|
|
|
Article 54 Sanctions
|
Article 54
►C1
In accordance with Section 3 of Chapter 1 of this Title, ◄ Member States shall ensure that administrative sanctions or other administrative measures aiming to end or mitigate breaches of the laws, regulations or administrative provisions transposing this Chapter or to address the causes of such breaches may be imposed on investment holding companies, mixed financial holding companies and mixed‐activity holding companies, or their effective managers.
|
|
Article 55 Assessment of third‐country supervision and other supervisory techniques
|
|
|
Article 56 Cooperation with third‐country supervisory authorities
|
Article 56
Cooperation with third‐country supervisory authorities
The Commission may submit recommendations to the Council, either at the request of a Member State or on its own initiative, for the negotiation of agreements with one or more third countries regarding the means of supervising compliance with the group capital test by the following investment firms:
(a)
investment firms the parent undertaking of which has its head office in a third country;
(b)
investment firms located in third countries, the parent undertaking of which has its head office in the Union.
|
,
1.1 Reference
1.2 Utvrđeni zahtjevi
1.3 Povezani standardi
2. Utvrđeni zahtjevi
3. Povezani standardi
|