+Article 9 3.

Article 9 3.

Member States shall require investment firms to analyse potential conflicts of interests each time a financial instrument is manufactured. In particular, firms shall assess whether the financial instrument creates a situation where end clients may be adversely affected if they take:

(a) 

an exposure opposite to the one previously held by the firm itself; or

(b) 

an exposure opposite to the one that the firm wants to hold after the sale of the product.

1. Pregled

,

1.1 Reference

1.2 Utvrđeni zahtjevi

1.3 Povezani standardi

2. Utvrđeni zahtjevi

Zahtjevi

3. Povezani standardi

Standardi