+Article 9 3.

Article 9 3.

Member States shall require investment firms to analyse potential conflicts of interests each time a financial instrument is manufactured. In particular, firms shall assess whether the financial instrument creates a situation where end clients may be adversely affected if they take:

(a) 

an exposure opposite to the one previously held by the firm itself; or

(b) 

an exposure opposite to the one that the firm wants to hold after the sale of the product.

1. Apžvalga

,

1.1 Nuorodos

1.2 Nustatyti reikalavimai

1.3 Susiję standartai

2. Nustatyti reikalavimai

Reikalavimai

3. Susiję standartai

Standartai