+SECTION 3 MEASURES TO FACILITATE SUPPLEMENTARY SUPERVISION AND POWERS OF THE JOINT COMMITTEE
---+Article 9a Role of the Joint Committee
---+Article 9b Stress testing
------+Article 9b 1.
------+Article 9b 2.
---+Article 10 Competent authority responsible for exercising supplementary supervision (the coordinator)
------+Article 10 1.
------+Article 10 2.
------+Article 10 3.
---+Article 11 Tasks of the coordinator
------+Article 11 1.
------+Article 11 2.
------+Article 11 3.
------+Article 11 4.
---+Article 12 Cooperation and exchange of information between competent authorities
------+Article 12 1.
------+Article 12 2.
------+Article 12 3.
------+Article 12 4.
---+Article 12a Cooperation and exchange of information with the Joint Committee
------+Article 12a 1.
------+Article 12a 2.
------+Article 12a 3.
---+Article 12b Common guidelines
------+Article 12b 1.
------+Article 12b 2.
---+Article 13 Management body of mixed financial holding companies
---+Article 14 Access to information
------+Article 14 1.
------+Article 14 2.
---+Article 15 Verification
---+Article 16 Enforcement measures
---+Article 17 Additional powers of the competent authorities
------+Article 17 1.
------+Article 17 2.

SECTION 3 MEASURES TO FACILITATE SUPPLEMENTARY SUPERVISION AND POWERS OF THE JOINT COMMITTEE

SECTION 3 MEASURES TO FACILITATE SUPPLEMENTARY SUPERVISION AND POWERS OF THE JOINT COMMITTEE

1. Panoramica

,
Article 9a Role of the Joint Committee

Article 9a

Role of the Joint Committee

The Joint Committee shall, in accordance with Article 56 of Regulation (EU) No 1093/2010, of Regulation (EU) No 1094/2010 and of Regulation (EU) No 1095/2010 respectively, ensure coherent cross-sectoral and cross-border supervision and compliance with Union legislation.
Article 9b Stress testing
Article 10 Competent authority responsible for exercising supplementary supervision (the coordinator)
Article 11 Tasks of the coordinator
Article 12 Cooperation and exchange of information between competent authorities
Article 12a Cooperation and exchange of information with the Joint Committee
Article 12b Common guidelines
Article 13 Management body of mixed financial holding companies

Article 13

Management body of mixed financial holding companies

Member States shall require that persons who effectively direct the business of a mixed financial holding company are of sufficiently good repute and have sufficient experience to perform those duties.
Article 14 Access to information
Article 15 Verification

Article 15

Verification

Where, in applying this Directive, competent authorities wish in specific cases to verify the information concerning an entity, whether or not regulated, which is part of a financial conglomerate and is situated in another Member State, they shall ask the competent authorities of that other Member State to have the verification carried out.

The authorities which receive such a request shall, within the framework of their competences, act upon it either by carrying out the verification themselves, by allowing an auditor or expert to carry it out, or by allowing the authority which made the request to carry it out itself.

The competent authority which made the request may, if it so wishes, participate in the verification when it does not carry out the verification itself.
Article 16 Enforcement measures

Article 16

Enforcement measures

If the regulated entities in a financial conglomerate do not comply with the requirements referred to in Articles 6 to 9 or where the requirements are met but solvency may nevertheless be jeopardised or where the intra-group transactions or the risk concentrations are a threat to the regulated entities' financial position, the necessary measures shall be required in order to rectify the situation as soon as possible:

— 
by the coordinator with respect to the mixed financial holding company,
— 
by the competent authorities with respect to the regulated entities; to that end, the coordinator shall inform those competent authorities of its findings.

▼M5

Without prejudice to Article 17(2), Member States may determine what measures may be taken by the competent authorities with respect to mixed financial holding companies. In accordance with Articles 16 and 56 of Regulation (EU) No 1093/2010, of Regulation (EU) No 1094/2010 and of Regulation (EU) No 1095/2010 respectively, the ESA, through the Joint Committee, may develop guidelines for measures in relation to mixed financial holding companies.

▼B

The competent authorities involved, including the coordinator, shall where appropriate coordinate their supervisory actions.
Article 17 Additional powers of the competent authorities

1.1 Riferimenti

1.2 Requisiti identificati

1.3 Standard correlati

2. Requisiti identificati

Requisiti

3. Standard correlati

Standard