+REGULATION (EU) No 1095/2010 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC
---+CHAPTER I ESTABLISHMENT AND LEGAL STATUS
------+Article 1 Establishment and scope of action
---------+Article 1 1.
---------+Article 1 2.
---------+Article 1 3.
---------+Article 1 3a.
---------+Article 1 4.
---------+Article 1 5.
---------+Article 1 6.
------+Article 2 European System of Financial Supervision
---------+Article 2 1.
---------+Article 2 2.
---------+Article 2 3.
---------+Article 2 4.
---------+Article 2 5.
------+Article 3 Accountability of the Authorities
---------+Article 3 1.
---------+Article 3 2.
---------+Article 3 3.
---------+Article 3 4.
---------+Article 3 5.
---------+Article 3 6.
---------+Article 3 7.
---------+Article 3 8.
---------+Article 3 9.
------+Article 4 Definitions
------+Article 5 Legal status
---------+Article 5 1.
---------+Article 5 2.
---------+Article 5 3.
------+Article 6 Composition
------+Article 7 Seat
---+CHAPTER II TASKS AND POWERS OF THE AUTHORITY
------+Article 8 Tasks and powers of the Authority
---------+Article 8 1.
---------+Article 8 1a.
---------+Article 8 2.
---------+Article 8 3.
------+Article 9 Tasks related to consumer protection and financial activities
---------+Article 9 1.
---------+Article 9 2.
---------+Article 9 3.
---------+Article 9 4.
---------+Article 9 5.
------+Article 9a No action letters
---------+Article 9a 1.
---------+Article 9a 2.
---------+Article 9a 3.
---------+Article 9a 4.
------+Article 10 Regulatory technical standards
---------+Article 10 1.
---------+Article 10 2.
---------+Article 10 3.
---------+Article 10 4.
------+Article 11 Exercise of the delegation
---------+Article 11 1.
---------+Article 11 2.
---------+Article 11 3.
------+Article 12 Revocation of the delegation
---------+Article 12 1.
---------+Article 12 2.
---------+Article 12 3.
------+Article 13 Objections to regulatory technical standards
---------+Article 13 1.
---------+Article 13 2.
---------+Article 13 3.
------+Article 14 Non-endorsement or amendment of draft regulatory technical standards
---------+Article 14 1.
---------+Article 14 2.
------+Article 15 Implementing technical standards
---------+Article 15 1.
---------+Article 15 2.
---------+Article 15 3.
---------+Article 15 4.
------+Article 16 Guidelines and recommendations
---------+Article 16 1.
---------+Article 16 2.
---------+Article 16 2a.
---------+Article 16 3.
---------+Article 16 4.
------+Article 16a Opinions
---------+Article 16a 1.
---------+Article 16a 2.
---------+Article 16a 3.
---------+Article 16a 4.
------+Article 16b Questions and answers
---------+Article 16b 1.
---------+Article 16b 2.
---------+Article 16b 3.
---------+Article 16b 4.
---------+Article 16b 5.
------+Article 17 Breach of Union law
---------+Article 17 1.
---------+Article 17 2.
---------+Article 17 2a.
---------+Article 17 3.
---------+Article 17 4.
---------+Article 17 5.
---------+Article 17 6.
---------+Article 17 7.
---------+Article 17 8.
------+Article 17a Protection of reporting persons
---------+Article 17a 1.
---------+Article 17a 2.
---------+Article 17a 3.
------+Article 18 Action in emergency situations
---------+Article 18 1.
---------+Article 18 2.
---------+Article 18 3.
---------+Article 18 4.
---------+Article 18 5.
------+Article 19 Settlement of disagreements between competent authorities in cross-border situations
---------+Article 19 1.
---------+Article 19 1a.
---------+Article 19 1b.
---------+Article 19 2.
---------+Article 19 3.
---------+Article 19 3a.
---------+Article 19 4.
---------+Article 19 5.
---------+Article 19 6.
------+Article 20 Settlement of disagreements between competent authorities across sectors
------+Article 21 Colleges of supervisors
---------+Article 21 1.
---------+Article 21 2.
---------+Article 21 3.
---------+Article 21 4.
------+Article 22 General provisions on systemic risk
---------+Article 22 1.
---------+Article 22 2.
---------+Article 22 3.
---------+Article 22 4.
---------+Article 22 5.
------+Article 23 Identification and measurement of systemic risk
---------+Article 23 1.
---------+Article 23 2.
------+Article 24 Permanent capacity to respond to systemic risks
---------+Article 24 1.
---------+Article 24 2.
------+Article 25 Recovery and resolution procedures
---------+Article 25 1.
---------+Article 25 2.
------+Article 26 European system of national Investor Compensation Schemes
---------+Article 26 1.
---------+Article 26 2.
---------+Article 26 3.
---------+Article 26 4.
------+Article 27 European system of resolution and funding arrangements
---------+Article 27 1.
---------+Article 27 2.
------+Article 28 Delegation of tasks and responsibilities
---------+Article 28 1.
---------+Article 28 2.
---------+Article 28 3.
---------+Article 28 4.
------+Article 29 Common supervisory culture
---------+Article 29 1.
---------+Article 29 2.
------+Article 29a Union strategic supervisory priorities
------+Article 30 Peer reviews of competent authorities
---------+Article 30 1.
---------+Article 30 2.
---------+Article 30 3.
---------+Article 30 4.
---------+Article 30 5.
---------+Article 30 6.
---------+Article 30 7.
---------+Article 30 8.
------+Article 31 Coordination function
---------+Article 31 1.
---------+Article 31 2.
---------+Article 31 3.
------+Article 31a Information exchange on fitness and propriety
------+Article 31b Coordination function in relation to orders, transactions and activities with significant cross-border effects
------+Article 32 Assessment of market developments, including stress tests
---------+Article 32 1.
---------+Article 32 2.
---------+Article 32 3.
---------+Article 32 4.
------+Article 33 International relations including equivalence
---------+Article 33 1.
---------+Article 33 2.
---------+Article 33 3.
---------+Article 33 4.
---------+Article 33 5.
---------+Article 33 6.
------+Article 35 Collection of information
---------+Article 35 1.
---------+Article 35 2.
---------+Article 35 3.
---------+Article 35 4.
---------+Article 35 5.
---------+Article 35 6.
---------+Article 35 7.
------+Article 35a Exchange of information between authorities and with other entities
---------+Article 35a 1.
---------+Article 35a 2.
---------+Article 35a 3.
---------+Article 35a 4.
---------+Article 35a 5.
---------+Article 35a 6.
---------+Article 35a 7.
---------+Article 35a 8.
---------+Article 35a 9.
---------+Article 35a 10.
---------+Article 35a 11.
---------+Article 35a 12.
------+Article 35b Integrated reporting system
---------+Article 35b 1.
---------+Article 35b 2.
------+Article 36 Relationship with the ESRB
---------+Article 36 1.
---------+Article 36 2.
---------+Article 36 4.
---------+Article 36 5.
------+Article 37 Securities and Markets Stakeholder Group
---------+Article 37 1.
---------+Article 37 2.
---------+Article 37 3.
---------+Article 37 3a.
---------+Article 37 4.
---------+Article 37 5.
---------+Article 37 6.
---------+Article 37 7.
------+Article 38 Safeguards
---------+Article 38 1.
---------+Article 38 2.
---------+Article 38 3.
---------+Article 38 4.
---------+Article 38 5.
------+Article 39 Decision-making procedures
---------+Article 39 1.
---------+Article 39 2.
---------+Article 39 3.
---------+Article 39 4.
---------+Article 39 5.
---------+Article 39 6.
---+CHAPTER III ORGANISATION
------+SECTION 1 Board of Supervisors
---------+Article 40 Composition
------------+Article 40 1.
------------+Article 40 2.
------------+Article 40 3.
------------+Article 40 4.
------------+Article 40 5.
------------+Article 40 6.
------------+Article 40 7.
---------+Article 41 Internal committees
------------+Article 41 1.
------------+Article 41 2.
------------+Article 41 3.
------------+Article 41 4.
------------+Article 41 5.
------------+Article 41 6.
---------+Article 42 Independence of the Board of Supervisors
------------+Article 42 1.
------------+Article 42 2.
------------+Article 42 3.
------------+Article 42 4.
---------+Article 43 Tasks
------------+Article 43 1.
------------+Article 43 4.
------------+Article 43 5.
------------+Article 43 6.
------------+Article 43 7.
------------+Article 43 8.
---------+Article 43a Transparency of decisions adopted by the Board of Supervisors
---------+Article 44 Decision making
------------+Article 44 1.
------------+Article 44 2.
------------+Article 44 3.
------------+Article 44 4.
------------+Article 44 5.
------+SECTION 2 Management Board
---------+Article 45 Composition
------------+Article 45 1.
------------+Article 45 2.
------------+Article 45 3.
------------+Article 45 4.
---------+Article 45a Decision-making
------------+Article 45a 1.
------------+Article 45a 2.
------------+Article 45a 3.
---------+Article 45b Coordination Groups
------------+Article 45b 1.
------------+Article 45b 2.
------------+Article 45b 3.
------------+Article 45b 4.
---------+Article 46 Independence of the Management Board
---------+Article 47 Tasks
------------+Article 47 1.
------------+Article 47 2.
------------+Article 47 3.
------------+Article 47 3a.
------------+Article 47 4.
------------+Article 47 5.
------------+Article 47 6.
------------+Article 47 7.
------------+Article 47 8.
------------+Article 47 9.
------+SECTION 3 Chairperson
---------+Article 48 Appointment and tasks
------------+Article 48 1.
------------+Article 48 2.
------------+Article 48 3.
------------+Article 48 4.
------------+Article 48 5.
---------+Article 49 Independence of the Chairperson
---------+Article 49a Expenses
------+SECTION 4 Executive Director
---------+Article 51 Appointment
------------+Article 51 1.
------------+Article 51 2.
------------+Article 51 3.
------------+Article 51 4.
------------+Article 51 5.
---------+Article 52 Independence
---------+Article 53 Tasks
------------+Article 53 1.
------------+Article 53 2.
------------+Article 53 3.
------------+Article 53 4.
------------+Article 53 5.
------------+Article 53 6.
------------+Article 53 7.
------------+Article 53 8.
---+CHAPTER IV JOINT BODIES OF THE EUROPEAN SUPERVISORY AUTHORITIES
------+SECTION 1 Joint Committee of European Supervisory Authorities
---------+Article 54 Establishment
------------+Article 54 1.
------------+Article 54 2.
------------+Article 54 3.
------------+Article 54 4.
---------+Article 55 Composition
------------+Article 55 1.
------------+Article 55 2.
------------+Article 55 3.
------------+Article 55 4.
------------+Article 55 5.
---------+Article 56 Joint positions and common acts
---------+Article 57 Sub-Committees
------------+Article 57 1.
------------+Article 57 2.
------------+Article 57 3.
------------+Article 57 4.
------------+Article 57 5.
------+SECTION 2 Board of Appeal
---------+Article 58 Composition and operation
------------+Article 58 1.
------------+Article 58 2.
------------+Article 58 3.
------------+Article 58 4.
------------+Article 58 5.
------------+Article 58 6.
------------+Article 58 7.
------------+Article 58 8.
---------+Article 59 Independence and impartiality
------------+Article 59 1.
------------+Article 59 2.
------------+Article 59 3.
------------+Article 59 4.
------------+Article 59 5.
------------+Article 59 6.
---+CHAPTER V REMEDIES
------+Article 60 Appeals
---------+Article 60 1.
---------+Article 60 2.
---------+Article 60 3.
---------+Article 60 4.
---------+Article 60 5.
---------+Article 60 6.
---------+Article 60 7.
------+Article 60a Exceeding of competence by the Authority
------+Article 61 Actions before the Court of Justice of the European Union
---------+Article 61 1.
---------+Article 61 2.
---------+Article 61 3.
---------+Article 61 4.
---+CHAPTER VI FINANCIAL PROVISIONS
------+Article 62 Budget of the Authority
---------+Article 62 1.
---------+Article 62 2.
---------+Article 62 3.
---------+Article 62 4.
------+Article 63 Establishment of the budget
---------+Article 63 1.
---------+Article 63 2.
---------+Article 63 3.
---------+Article 63 4.
---------+Article 63 5.
---------+Article 63 6.
---------+Article 63 7.
---------+Article 63 8.
------+Article 64 Implementation and control of the budget
---------+Article 64 1.
---------+Article 64 2.
---------+Article 64 3.
---------+Article 64 4.
---------+Article 64 5.
---------+Article 64 6.
---------+Article 64 7.
---------+Article 64 8.
---------+Article 64 9.
---------+Article 64 10.
---------+Article 64 11.
------+Article 65 Financial rules
------+Article 66 Anti-fraud measures
---------+Article 66 1.
---------+Article 66 2.
---------+Article 66 3.
---+CHAPTER VII GENERAL PROVISIONS
------+Article 67 Privileges and immunities
------+Article 68 Staff
---------+Article 68 1.
---------+Article 68 2.
---------+Article 68 3.
---------+Article 68 4.
------+Article 69 Liability of the Authority
---------+Article 69 1.
---------+Article 69 2.
------+Article 70 Obligation of professional secrecy
---------+Article 70 1.
---------+Article 70 2.
---------+Article 70 2a.
---------+Article 70 3.
---------+Article 70 4.
------+Article 71 Data protection
------+Article 72 Access to documents
---------+Article 72 1.
---------+Article 72 2.
---------+Article 72 3.
------+Article 73 Language arrangements
---------+Article 73 1.
---------+Article 73 2.
---------+Article 73 3.
------+Article 74 Headquarters Agreement
------+Article 75 Participation of third countries
---------+Article 75 1.
---------+Article 75 2.
---------+Article 75 3.
---+CHAPTER VIII TRANSITIONAL AND FINAL PROVISIONS
------+Article 76 Relationship with the Committee of European Securities Regulators
------+Article 77 Transitional staff provisions
---------+Article 77 1.
---------+Article 77 2.
---------+Article 77 3.
---------+Article 77 4.
------+Article 78 National provisions
------+Article 79 Amendments
------+Article 80 Repeal
------+Article 81 Review
---------+Article 81 1.
---------+Article 81 2.
---------+Article 81 2a.
---------+Article 81 2b.
---------+Article 81 2c.
---------+Article 81 2d.
---------+Article 81 3.
---------+Article 81 4.
------+Article 82 Entry into force
 English - European Union - Financial Industry - Banking -

REGULATION (EU) No 1095/2010 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC

REGULATION (EU) No 1095/2010 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL

of 24 November 2010

establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC

This Regulation shall be binding in its entirety and directly applicable in all Member States.

1. Panoramica

,
CHAPTER I ESTABLISHMENT AND LEGAL STATUS CHAPTER I ESTABLISHMENT AND LEGAL STATUS
CHAPTER II TASKS AND POWERS OF THE AUTHORITY CHAPTER II TASKS AND POWERS OF THE AUTHORITY
CHAPTER III ORGANISATION CHAPTER III ORGANISATION
CHAPTER IV JOINT BODIES OF THE EUROPEAN SUPERVISORY AUTHORITIES CHAPTER IV JOINT BODIES OF THE EUROPEAN SUPERVISORY AUTHORITIES
CHAPTER V REMEDIES CHAPTER V REMEDIES
CHAPTER VI FINANCIAL PROVISIONS CHAPTER VI FINANCIAL PROVISIONS
CHAPTER VII GENERAL PROVISIONS CHAPTER VII GENERAL PROVISIONS
CHAPTER VIII TRANSITIONAL AND FINAL PROVISIONS CHAPTER VIII TRANSITIONAL AND FINAL PROVISIONS

1.1 Riferimenti

1.2 Requisiti identificati

1.3 Standard correlati

2. Requisiti identificati

Requisiti

3. Standard correlati

Standard

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