+3. pants Pienākums publicēt prospektu un atbrīvojums no tā
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3. pants Pienākums publicēt prospektu un atbrīvojums no tā
1. Pārskats
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Regulējums |
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3. pants 1.
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Neskarot 1. panta 4. punktu un šā panta 2. un 2.a punktu, vērtspapīrus Savienībā publiski piedāvā tikai pēc tam, kad iepriekš ir publicēts prospekts saskaņā ar šo regulu.
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3. pants 2.
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Neskarot 4. pantu, vērtspapīru publiskais piedāvājums tiek atbrīvots no 1. punktā izklāstītā pienākuma publicēt prospektu ar noteikumu, ka:
a)
uz šādu piedāvājumu neattiecas prasība par paziņošanu saskaņā ar 25. pantu;
b)
piedāvāto vērtspapīru kopējā pilnā samaksa Savienībā ir mazāka par 12 000 000 EUR vienam emitentam vai piedāvātājam, rēķinot 12 mēnešu laikposmā.
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Article 3 2a.
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By way of derogation from paragraph 2, point (b), Member States may exempt offers of securities to the public from the obligation to publish a prospectus set out in paragraph 1 provided that the total aggregated consideration in the Union for the securities offered is less than EUR 5 000 000 per issuer or offeror calculated over a period of 12 months.
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Article 3 2b.
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Member States shall notify the Commission and ESMA where they decide to adopt the exemption threshold of EUR 5 000 000 laid down in paragraph 2a. Member States shall also notify the Commission and ESMA where they subsequently decide to adopt instead the exemption threshold of EUR 12 000 000 referred to in paragraph 2, point (b).
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Article 3 2c.
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The total aggregated consideration for the securities offered to the public, as referred to in paragraph 2, point (b), and in paragraph 2a, shall take into account the total aggregated consideration of all ongoing offers of securities to the public and offers of securities to the public made within the 12 months preceding the start date of a new offer of securities to the public, except for those offers of securities to the public for which a prospectus was published or that were subject to any exemption from the obligation to publish a prospectus pursuant to Article 1(4), first subparagraph. Moreover, the total aggregated consideration of the securities offered to the public shall include all types and classes of securities offered.
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Article 3 2d.
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Where an offer of securities to the public is exempted from the obligation to publish a prospectus pursuant to paragraph 2, point (b), or paragraph 2a, a Member State may require the issuer to file and make available to the public in accordance with the arrangements set out in Article 21(2) a document containing the information set out in Article 7(3) to (10) and (12), or a document containing the information requirements at national level, provided that the extent and level of such information is equivalent to or lower than the information set out in Article 7(4) to (10) and (12).
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3. pants 3.
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Neskarot 1. panta 5. punktu, vērtspapīrus ir atļauts tirgot regulētā tirgū, kurš atrodas vai darbojas Savienībā, tikai pēc tam, kad ir publicēts prospekts saskaņā ar šo regulu.
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1.1 Atsauces
1.2 Identificētās prasības
1.3 Saistītie standarti
2. Identificētās prasības
3. Saistītie standarti
- Builddate: 05.06.2026 00:00:00 -Doknr: CELEX:32017R1129
- EULAW -
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DE: Rechtsakte der Europäischen Union aus EUR-Lex, https://eur-lex.europa.eu/. © Europäische Union. Weiterverwendung nach Beschluss 2011/833/EU mit Quellenangabe gestattet; die konsolidierten Fassungen stehen unter CC BY 4.0 (Rechtlicher Hinweis von EUR-Lex). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Verbindlich sind allein die im Amtsblatt der Europäischen Union veröffentlichten Rechtsakte.
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