+III NODAĻA IEGULDĪJUMU BROKERU SABIEDRĪBU DARBĪBAS NOSACĪJUMI
---+SECTION 1 Information to clients and potential clients
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---+SECTION 2 Investment advice
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---+SECTION 3 Assessment of suitability and appropriateness
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---+SECTION 4 Reporting to clients
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---+SECTION 5 Best execution
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---+SECTION 6 Client order handling
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---+SECTION 7 Eligible counterparties
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---+SECTION 8 Record-keeping
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---+SECTION 9 SME growth markets
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III NODAĻA IEGULDĪJUMU BROKERU SABIEDRĪBU DARBĪBAS NOSACĪJUMI

III NODAĻA IEGULDĪJUMU BROKERU SABIEDRĪBU DARBĪBAS NOSACĪJUMI

1. Pārskats

,
SECTION 1 Information to clients and potential clients SECTION 1 Information to clients and potential clients
SECTION 2 Investment advice SECTION 2 Investment advice
SECTION 3 Assessment of suitability and appropriateness SECTION 3 Assessment of suitability and appropriateness
SECTION 4 Reporting to clients SECTION 4 Reporting to clients
SECTION 5 Best execution SECTION 5 Best execution
SECTION 6 Client order handling SECTION 6 Client order handling
SECTION 7 Eligible counterparties SECTION 7 Eligible counterparties
SECTION 8 Record-keeping SECTION 8 Record-keeping
SECTION 9 SME growth markets SECTION 9 SME growth markets

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības

3. Saistītie standarti

Standarti
  • Builddate: 02.08.2022 00:00:00 -Doknr: CELEX:32017R0565
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