+KAPITEL III BEDINGUNGEN FÜR DIE AUSÜBUNG DER TÄTIGKEIT VON WERTPAPIERFIRMEN
---+SECTION 1 Information to clients and potential clients
------+Artikel 44
---------+Article 44 1.
---------+Article 44 2.
---------+Article 44 3.
---------+Article 44 4.
---------+Article 44 5.
---------+Article 44 6.
---------+Article 44 7.
---------+Article 44 8.
------+Artikel 45
---------+Article 45 1.
---------+Article 45 2.
---------+Article 45 3.
------+Artikel 46
---------+Article 46 1.
---------+Article 46 2.
---------+Article 46 3.
---------+Article 46 4.
---------+Article 46 5.
---------+Article 46 6.
------+Artikel 47
---------+Article 47 1.
---------+Article 47 2.
---------+Article 47 3.
------+Artikel 48
---------+Article 48 1.
---------+Article 48 2.
---------+Article 48 3.
---------+Article 48 4.
---------+Article 48 5.
------+Artikel 49
---------+Article 49 1.
---------+Article 49 2.
---------+Article 49 3.
---------+Article 49 4.
---------+Article 49 5.
---------+Article 49 6.
---------+Article 49 7.
------+Artikel 50
---------+Article 50 1.
---------+Article 50 2.
---------+Article 50 3.
---------+Article 50 4.
---------+Article 50 5.
---------+Article 50 6.
---------+Article 50 7.
---------+Article 50 8.
---------+Article 50 9.
---------+Article 50 10.
------+Artikel 51
---+SECTION 2 Investment advice
------+Artikel 52
---------+Article 52 1.
---------+Article 52 2.
---------+Article 52 3.
---------+Article 52 4.
---------+Article 52 5.
------+Artikel 53
---------+Article 53 1.
---------+Article 53 2.
---------+Article 53 3.
---+SECTION 3 Assessment of suitability and appropriateness
------+Artikel 54
---------+Article 54 1.
---------+Article 54 2.
---------+Article 54 3.
---------+Article 54 4.
---------+Article 54 5.
---------+Article 54 6.
---------+Article 54 7.
---------+Article 54 8.
---------+Article 54 9.
---------+Article 54 10.
---------+Article 54 11.
---------+Article 54 12.
---------+Article 54 13.
------+Artikel 55
---------+Article 55 1.
---------+Article 55 2.
---------+Article 55 3.
------+Artikel 56
---------+Article 56 1.
---------+Article 56 2.
------+Artikel 57
------+Artikel 58
---+SECTION 4 Reporting to clients
------+Artikel 59
---------+Article 59 1.
---------+Article 59 2.
---------+Article 59 3.
---------+Article 59 4.
---------+Article 59 5.
------+Artikel 60
---------+Article 60 1.
---------+Article 60 2.
---------+Article 60 3.
---------+Article 60 4.
------+Artikel 61
------+Artikel 62
---------+Article 62 1.
---------+Article 62 2.
------+Artikel 63
---------+Article 63 1.
---------+Article 63 2.
---------+Article 63 3.
---+SECTION 5 Best execution
------+Artikel 64
---------+Article 64 1.
---------+Article 64 2.
---------+Article 64 3.
---------+Article 64 4.
------+Artikel 65
---------+Article 65 1.
---------+Article 65 2.
---------+Article 65 3.
---------+Article 65 4.
---------+Article 65 5.
---------+Article 65 6.
---------+Article 65 7.
---------+Article 65 8.
------+Artikel 66
---------+Article 66 1.
---------+Article 66 2.
---------+Article 66 3.
---------+Article 66 4.
---------+Article 66 5.
---------+Article 66 6.
---------+Article 66 7.
---------+Article 66 8.
---------+Article 66 9.
---+SECTION 6 Client order handling
------+Artikel 67
---------+Article 67 1.
---------+Article 67 2.
---------+Article 67 3.
------+Artikel 68
---------+Article 68 1.
---------+Article 68 2.
------+Artikel 69
---------+Article 69 1.
---------+Article 69 2.
---------+Article 69 3.
------+Artikel 70
---------+Article 70 1.
---------+Article 70 2.
---+SECTION 7 Eligible counterparties
------+Artikel 71
---------+Article 71 1.
---------+Article 71 2.
---------+Article 71 3.
---------+Article 71 4.
---------+Article 71 5.
---+SECTION 8 Record-keeping
------+Artikel 72
---------+Article 72 1.
---------+Article 72 2.
---------+Article 72 3.
------+Artikel 73
------+Artikel 74
------+Artikel 75
------+Artikel 76
---------+Article 76 1.
---------+Article 76 2.
---------+Article 76 3.
---------+Article 76 4.
---------+Article 76 5.
---------+Article 76 6.
---------+Article 76 7.
---------+Article 76 8.
---------+Article 76 9.
---------+Article 76 10.
---------+Article 76 11.
---+SECTION 9 SME growth markets
------+Artikel 77
---------+Article 77 1.
---------+Article 77 2.
------+Artikel 78
---------+Article 78 1.
---------+Article 78 2.
------+Artikel 79
---------+Article 79 1.
---------+Article 79 2.

KAPITEL III BEDINGUNGEN FÜR DIE AUSÜBUNG DER TÄTIGKEIT VON WERTPAPIERFIRMEN

KAPITEL III BEDINGUNGEN FÜR DIE AUSÜBUNG DER TÄTIGKEIT VON WERTPAPIERFIRMEN

1. Übersicht

,
SECTION 1 Information to clients and potential clients SECTION 1 Information to clients and potential clients
SECTION 2 Investment advice SECTION 2 Investment advice
SECTION 3 Assessment of suitability and appropriateness SECTION 3 Assessment of suitability and appropriateness
SECTION 4 Reporting to clients SECTION 4 Reporting to clients
SECTION 5 Best execution SECTION 5 Best execution
SECTION 6 Client order handling SECTION 6 Client order handling
SECTION 7 Eligible counterparties SECTION 7 Eligible counterparties
SECTION 8 Record-keeping SECTION 8 Record-keeping
SECTION 9 SME growth markets SECTION 9 SME growth markets

1.1 Referenzen

1.2 Identifizierte Anforderungen

1.3 Zugehörige Standards

2. Identifizierte Anforderungen

Anforderungen

3. Zugehörige Standards

Standards
  • Builddate: 02.08.2022 00:00:00 -Doknr: CELEX:32017R0565
  • EULAW -

    EN: Legal acts of the European Union from EUR-Lex, https://eur-lex.europa.eu/. © European Union. Re-use is authorised by Decision 2011/833/EU, provided the source is acknowledged; the consolidated texts are licensed under CC BY 4.0 (EUR-Lex legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the legislation published in the Official Journal of the European Union is deemed authentic.

    DE: Rechtsakte der Europäischen Union aus EUR-Lex, https://eur-lex.europa.eu/. © Europäische Union. Weiterverwendung nach Beschluss 2011/833/EU mit Quellenangabe gestattet; die konsolidierten Fassungen stehen unter CC BY 4.0 (Rechtlicher Hinweis von EUR-Lex). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Verbindlich sind allein die im Amtsblatt der Europäischen Union veröffentlichten Rechtsakte.