+CAPITOLUL III CONDIȚII DE FUNCȚIONARE A FIRMELOR DE INVESTIȚII
---+SECTION 1 Information to clients and potential clients
------+Articolul 44
---------+Article 44 1.
---------+Article 44 2.
---------+Article 44 3.
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---------+Article 44 8.
------+Articolul 45
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------+Articolul 46
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---------+Article 46 6.
------+Articolul 47
---------+Article 47 1.
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---------+Article 47 3.
------+Articolul 48
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------+Articolul 49
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------+Articolul 50
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------+Articolul 51
---+SECTION 2 Investment advice
------+Articolul 52
---------+Article 52 1.
---------+Article 52 2.
---------+Article 52 3.
---------+Article 52 4.
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------+Articolul 53
---------+Article 53 1.
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---------+Article 53 3.
---+SECTION 3 Assessment of suitability and appropriateness
------+Articolul 54
---------+Article 54 1.
---------+Article 54 2.
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------+Articolul 55
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------+Articolul 56
---------+Article 56 1.
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------+Articolul 57
------+Articolul 58
---+SECTION 4 Reporting to clients
------+Articolul 59
---------+Article 59 1.
---------+Article 59 2.
---------+Article 59 3.
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------+Articolul 60
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------+Articolul 61
------+Articolul 62
---------+Article 62 1.
---------+Article 62 2.
------+Articolul 63
---------+Article 63 1.
---------+Article 63 2.
---------+Article 63 3.
---+SECTION 5 Best execution
------+Articolul 64
---------+Article 64 1.
---------+Article 64 2.
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---------+Article 64 4.
------+Articolul 65
---------+Article 65 1.
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------+Articolul 66
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---+SECTION 6 Client order handling
------+Articolul 67
---------+Article 67 1.
---------+Article 67 2.
---------+Article 67 3.
------+Articolul 68
---------+Article 68 1.
---------+Article 68 2.
------+Articolul 69
---------+Article 69 1.
---------+Article 69 2.
---------+Article 69 3.
------+Articolul 70
---------+Article 70 1.
---------+Article 70 2.
---+SECTION 7 Eligible counterparties
------+Articolul 71
---------+Article 71 1.
---------+Article 71 2.
---------+Article 71 3.
---------+Article 71 4.
---------+Article 71 5.
---+SECTION 8 Record-keeping
------+Articolul 72
---------+Article 72 1.
---------+Article 72 2.
---------+Article 72 3.
------+Articolul 73
------+Articolul 74
------+Articolul 75
------+Articolul 76
---------+Article 76 1.
---------+Article 76 2.
---------+Article 76 3.
---------+Article 76 4.
---------+Article 76 5.
---------+Article 76 6.
---------+Article 76 7.
---------+Article 76 8.
---------+Article 76 9.
---------+Article 76 10.
---------+Article 76 11.
---+SECTION 9 SME growth markets
------+Articolul 77
---------+Article 77 1.
---------+Article 77 2.
------+Articolul 78
---------+Article 78 1.
---------+Article 78 2.
------+Articolul 79
---------+Article 79 1.
---------+Article 79 2.

CAPITOLUL III CONDIȚII DE FUNCȚIONARE A FIRMELOR DE INVESTIȚII

CAPITOLUL III CONDIȚII DE FUNCȚIONARE A FIRMELOR DE INVESTIȚII

1. Prezentare generală

,
SECTION 1 Information to clients and potential clients SECTION 1 Information to clients and potential clients
SECTION 2 Investment advice SECTION 2 Investment advice
SECTION 3 Assessment of suitability and appropriateness SECTION 3 Assessment of suitability and appropriateness
SECTION 4 Reporting to clients SECTION 4 Reporting to clients
SECTION 5 Best execution SECTION 5 Best execution
SECTION 6 Client order handling SECTION 6 Client order handling
SECTION 7 Eligible counterparties SECTION 7 Eligible counterparties
SECTION 8 Record-keeping SECTION 8 Record-keeping
SECTION 9 SME growth markets SECTION 9 SME growth markets

1.1 Referințe

1.2 Cerințe identificate

1.3 Standarde asociate

2. Cerințe identificate

Cerințe

3. Standarde asociate

Standarde
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