+I pielikums. Vispārīga informācija un informācija par visu darbinieku atalgojumu ieguldījumu brokeru sabiedrībās
---+skaits) # #
---+skaits
---+(EUR)
---+3 Total fixed remuneration (in EUR) in year N
---+11 Total variable remuneration (in EUR) in year N

I pielikums. Vispārīga informācija un informācija par visu darbinieku atalgojumu ieguldījumu brokeru sabiedrībās

Ieguldījumu brokeru sabiedrības nosaukums Nosaukums Maksimālā attiecība starp identificēto darbinieku mainīgo un fiksēto atalgojumu, kas noteikta Īpatsvars (%) ieguldījumu brokeru sabiedrības iekšējā politikā Vai ieguldījumu brokeru sabiedrība institucionālā līmenī izmanto atkāpi saskaņā ar IFD 32. panta Jā/Nē 4. punkta a ) apakšpunktu? Ieguldījumu brokeru sabiedrība ir meitasuzņēmums ES mātes iestādei, uz kuru attiecas Direktīva Jā/Nē 2013/36/ES Finanšu gads, par kuru ir piešķirts atalgojums (N gads) Gads

Vadības Vadības struktūras struktūras uzraudzības vadības funkcija funkcijaDarījumi savā Ieguldījumu Portfeļa MTF/OTF Neatkarīgas Visi pārējie vārdā, konsultācijas un pārvaldība darbība kontroles darbinieki instrumentu rīkojumu izpilde funkcijas sākotnējā izvietošana un izvietošana

Darbinieku skaits (cilvēku

1. Pārskats

,
Nosaukums Regulējums
skaits) # #

Kopējais pilnslodzes ekvivalenta darbinieku # # # # # #

skaits

Neto peļņas kopsumma N gadā (EUR)2 Pilna summa EUR valūtā (piemēram, 123 456 789,00)

Kopējās dividendes (vai līdzīgas izmaksas), kas izmaksātas par N gadu


2 Neto peļņa tiek norādīta, pamatojoties uz grāmatvedības uzskaites sistēmu, kuru izmanto normatīvajos aktos paredzētajiem pārskatiem. Attiecībā uz grupām tā ir peļņa (vai zaudējumi), pamatojoties uz konsolidētajiem finanšu pārskatiem.

(EUR)

Kopējais atalgojums (EUR) EBA Public

Tostarp — mainīgais atalgojums (EUR)

Tostarp — fiksētais atalgojums (EUR) EBA Public

3 Total fixed remuneration (in EUR) in year N

4 Of which: cash-based

5 Of which: shares or equivalent ownership interests

Of which: share- linked instruments or equivalent non-6 cash instruments

Of which: other types of instruments under point 7 (j)(iii) of Article 32(1) IFD

Of which: non-cash instruments which reflect the 8 instruments of the portfolios managed

9 Of which: approved alternative arrangements

10 Of which: other forms

11 Total variable remuneration (in EUR) in year N
20

12 Of which: cash-based

13 Of which: deferred

14 Of which: shares or equivalent ownership interests

15 Of which: deferred

Of which: share-linked instruments or equivalent non-16 cash instruments

17 Of which: deferred

Of which: other types of instruments under point 18 (j)(iii) of Article 32(1) IFD

19 Of which: deferred

Of which: non-cash instruments which reflect the 20 instruments of the portfolios managed

21 Of which: deferred

22 Of which: approved alternative arrangements

23 Of which: deferred

24 Of which: other forms

25 Of which: deferred

Additional information regarding the above positions (all the amounts below should be included also in total variable remuneration)

26 Total amount of outstanding deferred variable remuneration awarded for previous performance periods and not in year N

21

27 Of which: due to vest in the financial year

28 Of which: vesting in subsequent financial years

29 Total amount of explicit ex-post performance adjustment made in the financial year to deferred variable remuneration that was due to vest in the financial year, applied in year N to previously awarded remuneration

30 Total amount of explicit ex-post performance adjustments made in the financial year to deferred variable remuneration that was due to vest in future financial years, applied in year N to previously awarded remuneration

31 Guaranteed variable remuneration in year N – total amount

32 Guaranteed variable remuneration in year N – total number of beneficiaries

33 Severance payments awarded in previous periods, paid out during the financial year – total amount

34 Severance payments awarded in year N – total amount

35 Of which: deferred severance payments awarded in year N

36 Severance payments awarded in year N – number of beneficiaries

37 Highest amount of severance payments awarded in year N to a single person

38 Number of beneficiaries of contributions to discretionary pension benefits in year N

22

39 Total amount of contributions to discretionary pension benefits in year N (included in other forms of variable remuneration)

40 Total amount of variable remuneration awarded for multi-year periods under programmes which are not revolved annually

41 For investment firms that do not benefit from the derogation under Article 32(4)(a) at an institutional level

Thereof: fixed remuneration of individual staff members benefitting from at least one of derogations under Article 32(4)(b)

42 For investment firms that do not benefit from the derogation under Article 32(4)(a) at an institutional level

Thereof: variable remuneration of individual staff members benefitting from at least one of derogations under Article 32(4)(b)

23

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības
Avots Prasība

3. Saistītie standarti

Standarti
Avots Prasība
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/