174. As a minimum, competent authorities should consider the following: a. the risk appetite with …

As a minimum, competent authorities should consider the following:

• a. the risk appetite with regard to Risk-to-Client, considering the business model of the investment firm;
• b. the weight of the K-factor amount for Risk-to-Client compared to the total K-factor amount;
• c. forecasts of the K-factor amount for Risk-to-Client, if available;
• d. the nature, size and composition of the investment firm’s on- and off-balance sheet client-related items;
• e. if available, the cost of operational losses on the client accounts versus fees.

1. Pārskats

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

3. Saistītie standarti

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