400. In accordance with Article 39(2), points (e) and (f) of Directive (EU) 2019/2034, competent …

In accordance with Article 39(2), points (e) and (f) of Directive (EU) 2019/2034, competent authorities may:

• a. require the investment firm to restrict or limit the business, operations or network of investments firms (reducing the degree of concentration risk or the exposure to trading counterparty default risk);
• b. require the divestment of activities that pose excessive risks to the soundness of the investment firm;
• c. require the investment firm to reduce the scope and/or extent of outsourcing activities including restructuring or exiting from outsourcing arrangements and switching to another service provider;
• d. require the investment firm to mitigate risk-to-firm exposures;
• e. restrict or limit the business, operations or network of investment firms or to request the divestment of activities that pose excessive risks to the soundness of an investment firm;
• f. require the reduction of the risk inherent in the activities, products and systems of investment firms, including the ML/TF risks with prudential implications.

Other risks to capital

1. Pārskats

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

3. Saistītie standarti

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