+Artikolu 10 1.

Artikolu 10 1.

L-Istati Membri għandhom jeħtieġu li d-ditti tal-investiment, meta jiddeċiedu dwar il-firxa ta' strumenti finanzjarji li jemettu huma stess jew ditti u servizzi oħrajn li beħsiebhom joffru jew jirrakkomandaw lill-klijenti, jikkonformaw, b'mod li huwa xieraq u proporzjonat, mar-rekwiżiti rilevanti stabbiliti fil-paragrafi 2 sa 10, waqt li titqies n-natura tal-istrument finanzjarju, is-servizz ta' investiment u s-suq fil-mira għall-prodott.

L-Istati Membri għandhom jiżguraw li d-ditti tal-investiment jikkonformaw ukoll mar-rekwiżiti tad-Direttiva 2014/65/UE meta joffru jew jirrakkomandaw strumenti finanzjarji mmanifatturati minn entitajiet li jkunux soġġetti għad-Direttiva 2014/65/UE. Bħala parti minn dan il-proċess, dawn id-ditti tal-investiment għandhom ikollhom arranġamenti effettivi biex jiżguraw li jiksbu informazzjoni suffiċjenti dwar dawn l-istrumenti finanzjarji minn dawn il-manifatturi.

Id-ditti tal-investiment għandhom jiddeterminaw is-suq fil-mira għall-istrument finanzjarju rispettiv, anke jekk is-suq fil-mira ma ġiex iddefinit mill-manifattur.

1. Ħarsa ġenerali

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1.1 Referenzi

1.2 Rekwiżiti identifikati

1.3 Standards relatati

2. Rekwiżiti identifikati

Rekwiżiti

3. Standards relatati

Standards
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