+Artikolu 13 1.
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Artikolu 13 1.
L-Istati Membri għandhom jiżguraw li d-ditti tal-investiment li joperaw kont ta’ pagament ta’ riċerka separat kif imsemmi fl-Artikolu 24(9a), il-punt (d)(ii), tad-Direttiva 2014/65/UE, jissodisfaw il-kundizzjonijiet li ġejjin relatati mal-operat tal-kont:
(a)
il-kont ta’ pagament tar-riċerka huwa ffinanzjat minn imposta tar-riċerka speċifika debitata lill-klijent;
(b)
bħala parti mill-istabbiliment tal-kont ta’ pagament ta’ riċerka u l-qbil fuq l-imposta għar-riċerka mal-klijenti, id-ditti tal-investiment jistabbilixxu u jivvalutaw regolarment baġit għar-riċerka bħala miżura amministrattiva interna;
(c)
id-ditta tal-investiment hija miżmuma responsabbli għall-kont ta’ pagament ta’ riċerka
1. Ħarsa ġenerali
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Regolamentazzjoni |
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1.1 Referenzi
1.2 Rekwiżiti identifikati
1.3 Standards relatati
2. Rekwiżiti identifikati
3. Standards relatati
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