+DIRECTIVE 2009/65/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (recast) (Text with EEA relevance)
---+CONTENT CHAPTER I SUBJECT MATTER, SCOPE AND DEFINITIONS CHAPTER II AUTHORISATION OF UCITS CHAPTER III OBLIGATIONS REGARDING MANAGEMENT COMPANIES SECTION 1 Conditions for taking up business SECTION 2 Relations with third countries SECTION 3 Operating conditions SECTION 4 Freedom of establishment and freedom to provide services CHAPTER IV OBLIGATIONS REGARDING THE DEPOSITARY CHAPTER V OBLIGATIONS REGARDING INVESTMENT COMPANIES SECTION 1 Conditions for taking up business SECTION 2 Operating conditions CHAPTER VI MERGERS OF UCITS SECTION 1 Principle, authorisation and approval SECTION 2 Third party control, information of unit-holders and other rights of unit-holders SECTION 3 Costs and entry into effect CHAPTER VII OBLIGATIONS CONCERNING THE INVESTMENT POLICIES OF UCITS CHAPTER VIII MASTER-FEEDER STRUCTURES SECTION 1 Scope and approval SECTION 2 Common provisions for feeder UCITS and master UCITS SECTION 3 Depositaries and auditors SECTION 4 Compulsory information and marketing communications by the feeder UCITS SECTION 5 Conversion of existing UCITS into feeder UCITS and change of master UCITS SECTION 6 Obligations and competent authorities CHAPTER IX OBLIGATIONS CONCERNING INFORMATION TO BE PROVIDED TO INVESTORS SECTION 1 Publication of a prospectus and periodical reports SECTION 2 Publication of other information SECTION 3 Key investor information SECTION 4 Accessibility of information on the european single access point CHAPTER X GENERAL OBLIGATIONS OF UCITS CHAPTER XI SPECIAL PROVISIONS APPLICABLE TO UCITS WHICH MARKET THEIR UNITS IN MEMBER STATES OTHER THAN THOSE IN WHICH THEY ARE ESTABLISHED CHAPTER XII PROVISIONS CONCERNING THE AUTHORITIES RESPONSIBLE FOR AUTHORISATION AND SUPERVISION CHAPTER XIII DELEGATED ACTS AND POWERS OF EXECUTION CHAPTER XIV DEROGATIONS, TRANSITIONAL AND FINAL PROVISIONS SECTION 1 Derogations SECTION 2 Transitional and final provisions ANNEX I Schedules A and B ANNEX II Functions included in the activity of collective portfolio management ANNEX III Part A Repealed Directive with list of its successive amendments Part B List of time limits for transposition into national law and application ANNEX IV Correlation table
---+CHAPTER I SUBJECT MATTER, SCOPE AND DEFINITIONS
------+Article 1
---------+Article 1 1.
---------+Article 1 2.
---------+Article 1 3.
---------+Article 1 4.
---------+Article 1 5.
---------+Article 1 6.
---------+Article 1 7.
------+Article 2
---------+Article 2 1.
---------+Article 2 2.
---------+Article 2 3.
---------+Article 2 4.
---------+Article 2 5.
---------+Article 2 6.
---------+Article 2 7.
------+Article 3
------+Article 4
---+CHAPTER II AUTHORISATION OF UCITS
------+Article 5
---------+Article 5 1.
---------+Article 5 2.
---------+Article 5 3.
---------+Article 5 4.
---------+Article 5 5.
---------+Article 5 6.
---------+Article 5 7.
---------+Article 5 8.
---+CHAPTER III OBLIGATIONS REGARDING MANAGEMENT COMPANIES
------+SECTION 1 Conditions for taking up business
---------+Article 6
------------+Article 6 1.
------------+Article 6 2.
------------+Article 6 3.
------------+Article 6 4.
---------+Article 7
------------+Article 7 1.
------------+Article 7 2.
------------+Article 7 3.
------------+Article 7 4.
------------+Article 7 5.
------------+Article 7 6.
------------+Article 7 7.
---------+Article 8
------------+Article 8 1.
------------+Article 8 2.
------------+Article 8 3.
------+SECTION 2 Relations with third countries
---------+Article 9
------------+Article 9 1.
------------+Article 9 2.
------+SECTION 3 Operating conditions
---------+Article 10
------------+Article 10 1.
------------+Article 10 2.
---------+Article 11
------------+Article 11 1.
------------+Article 11 2.
------------+Article 11 3.
---------+Article 12
------------+Article 12 1.
------------+Article 12 2.
------------+Article 12 3.
------------+Article 12 4.
---------+Article 13
------------+Article 13 1.
------------+Article 13 2.
------------+Article 13 3.
------------+Article 13 4.
------------+Article 13 5.
------------+Article 13 6.
---------+Article 14
------------+Article 14 1.
------------+Article 14 2.
------------+Article 14 2a.
------------+Article 14 3.
------------+Article 14 4.
---------+Article 14a
------------+Article 14a 1.
------------+Article 14a 2.
------------+Article 14a 3.
------------+Article 14a 4.
---------+Article 14b
------------+Article 14b 1.
------------+Article 14b 2.
------------+Article 14b 3.
------------+Article 14b 4.
---------+Article 15
------+SECTION 4 Freedom of establishment and freedom to provide services
---------+Article 16
------------+Article 16 1.
------------+Article 16 2.
------------+Article 16 3.
---------+Article 17
------------+Article 17 1.
------------+Article 17 2.
------------+Article 17 3.
------------+Article 17 4.
------------+Article 17 5.
------------+Article 17 6.
------------+Article 17 7.
------------+Article 17 8.
------------+Article 17 9.
------------+Article 17 10.
---------+Article 18
------------+Article 18 1.
------------+Article 18 2.
------------+Article 18 3.
------------+Article 18 4.
------------+Article 18 5.
---------+Article 18a
------------+Article 18a 1.
------------+Article 18a 2.
------------+Article 18a 3.
------------+Article 18a 4.
------------+Article 18a 5.
---------+Article 19
------------+Article 19 1.
------------+Article 19 2.
------------+Article 19 3.
------------+Article 19 4.
------------+Article 19 5.
------------+Article 19 6.
------------+Article 19 7.
------------+Article 19 8.
---------+Article 20
------------+Article 20 1.
------------+Article 20 2.
------------+Article 20 3.
------------+Article 20 4.
------------+Article 20 5.
---------+Article 20b
------------+Article 20b 1.
------------+Article 20b 2.
---------+Article 21
------------+Article 21 1.
------------+Article 21 2.
------------+Article 21 3.
------------+Article 21 4.
------------+Article 21 5.
------------+Article 21 6.
------------+Article 21 7.
------------+Article 21 8.
------------+Article 21 9.
---+CHAPTER IV OBLIGATIONS REGARDING THE DEPOSITARY
------+Article 22
---------+Article 22 1.
---------+Article 22 2.
---------+Article 22 3.
---------+Article 22 4.
---------+Article 22 5.
---------+Article 22 6.
---------+Article 22 7.
---------+Article 22 8.
------+Article 22a
---------+Article 22a 1.
---------+Article 22a 2.
---------+Article 22a 3.
---------+Article 22a 4.
------+Article 23
---------+Article 23 1.
---------+Article 23 2.
---------+Article 23 3.
---------+Article 23 4.
------+Article 24
---------+Article 24 1.
---------+Article 24 2.
---------+Article 24 3.
---------+Article 24 4.
---------+Article 24 5.
------+Article 25
---------+Article 25 1.
---------+Article 25 2.
------+Article 26
---------+Article 26 1.
---------+Article 26 2.
------+Article 26a
------+Article 26b
---+CHAPTER V OBLIGATIONS REGARDING INVESTMENT COMPANIES
------+SECTION 1 Conditions for taking up business
---------+Article 27
---------+Article 28
---------+Article 29
------------+Article 29 1.
------------+Article 29 2.
------------+Article 29 3.
------------+Article 29 4.
------------+Article 29 5.
------------+Article 29 6.
------+SECTION 2 Operating conditions
---------+Article 30
---------+Article 31
---+CHAPTER VI MERGERS OF UCITS
------+SECTION 1 Principle, authorisation and approval
---------+Article 37
---------+Article 38
------------+Article 38 1.
------------+Article 38 2.
---------+Article 39
------------+Article 39 1.
------------+Article 39 2.
------------+Article 39 3.
------------+Article 39 4.
------------+Article 39 5.
------------+Article 39 6.
---------+Article 40
------------+Article 40 1.
------------+Article 40 2.
------+SECTION 2 Third-party control, information of unit-holders and other rights of unit-holders
---------+Article 41
---------+Article 42
------------+Article 42 1.
------------+Article 42 2.
------------+Article 42 3.
---------+Article 43
------------+Article 43 1.
------------+Article 43 2.
------------+Article 43 3.
------------+Article 43 4.
------------+Article 43 5.
------------+Article 43 6.
---------+Article 44
---------+Article 45
------------+Article 45 1.
------------+Article 45 2.
------+SECTION 3 Costs and entry into effect
---------+Article 46
---------+Article 47
------------+Article 47 1.
------------+Article 47 2.
------------+Article 47 3.
---------+Article 48
------------+Article 48 1.
------------+Article 48 2.
------------+Article 48 3.
------------+Article 48 4.
---+CHAPTER VII OBLIGATIONS CONCERNING THE INVESTMENT POLICIES OF UCITS
------+Article 49
------+Article 50
---------+Article 50 1.
---------+Article 50 2.
---------+Article 50 3.
---------+Article 50 4.
------+Article 50a
------+Article 51
---------+Article 51 1.
---------+Article 51 2.
---------+Article 51 3.
---------+Article 51 3a.
---------+Article 51 4.
---------+Article 51 5.
------+Article 52
---------+Article 52 1.
---------+Article 52 2.
---------+Article 52 3.
---------+Article 52 4.
---------+Article 52 5.
------+Article 53
---------+Article 53 1.
---------+Article 53 2.
------+Article 54
---------+Article 54 1.
---------+Article 54 2.
---------+Article 54 3.
------+Article 55
---------+Article 55 1.
---------+Article 55 2.
---------+Article 55 3.
------+Article 56
---------+Article 56 1.
---------+Article 56 2.
---------+Article 56 3.
------+Article 57
---------+Article 57 1.
---------+Article 57 2.
---------+Article 57 3.
---+CHAPTER VIII MASTER-FEEDER STRUCTURES
------+SECTION 1 Scope and approval
---------+Article 58
------------+Article 58 1.
------------+Article 58 2.
------------+Article 58 3.
------------+Article 58 4.
---------+Article 59
------------+Article 59 1.
------------+Article 59 2.
------------+Article 59 3.
------+SECTION 2 Common provisions for feeder and master UCITS
---------+Article 60
------------+Article 60 1.
------------+Article 60 2.
------------+Article 60 3.
------------+Article 60 4.
------------+Article 60 5.
------------+Article 60 6.
------------+Article 60 7.
------+SECTION 3 Depositaries and auditors
---------+Article 61
------------+Article 61 1.
------------+Article 61 2.
------------+Article 61 3.
------------+Article 61 4.
---------+Article 62
------------+Article 62 1.
------------+Article 62 2.
------------+Article 62 3.
------------+Article 62 4.
------+SECTION 4 Compulsory information and marketing communications by the feeder UCITS
---------+Article 63
------------+Article 63 1.
------------+Article 63 2.
------------+Article 63 3.
------------+Article 63 4.
------------+Article 63 5.
------+SECTION 5 Conversion of existing UCITS into feeder UCITS and change of master UCITS
---------+Article 64
------------+Article 64 1.
------------+Article 64 2.
------------+Article 64 3.
------------+Article 64 4.
------------+Article 64 5.
------+SECTION 6 Obligations and competent authorities
---------+Article 65
------------+Article 65 1.
------------+Article 65 2.
---------+Article 66
------------+Article 66 1.
------------+Article 66 2.
------------+Article 66 3.
---------+Article 67
------------+Article 67 1.
------------+Article 67 2.
---+CHAPTER IX OBLIGATIONS CONCERNING INFORMATION TO BE PROVIDED TO INVESTORS
------+SECTION 1 Publication of a prospectus and periodical reports
---------+Article 68
------------+Article 68 1.
------------+Article 68 2.
---------+Article 69
------------+Article 69 1.
------------+Article 69 2.
------------+Article 69 3.
------------+Article 69 4.
------------+Article 69 5.
------------+Article 69 6.
---------+Article 70
------------+Article 70 1.
------------+Article 70 2.
------------+Article 70 3.
------------+Article 70 4.
---------+Article 71
------------+Article 71 1.
------------+Article 71 2.
---------+Article 72
---------+Article 73
---------+Article 74
---------+Article 75
------------+Article 75 1.
------------+Article 75 2.
------------+Article 75 3.
------------+Article 75 4.
------+SECTION 2 Publication of other information
---------+Article 76
------+SECTION 3 Key investor information
---------+Article 78
------------+Article 78 1.
------------+Article 78 2.
------------+Article 78 3.
------------+Article 78 4.
------------+Article 78 5.
------------+Article 78 6.
------------+Article 78 7.
------------+Article 78 8.
---------+Article 79
------------+Article 79 1.
------------+Article 79 2.
---------+Article 80
------------+Article 80 1.
------------+Article 80 2.
------------+Article 80 3.
---------+Article 81
------------+Article 81 1.
------------+Article 81 2.
---------+Article 82
------------+Article 82 1.
------------+Article 82 2.
---------+Article 82a
------------+Article 82a 1.
------------+Article 82a 2.
------+SECTION 4 Accessibility of information on the european single access point
---------+Article 82B
------------+Article 82B 1.
------------+Article 82B 2.
------------+Article 82B 3.
------------+Article 82B 4.
------------+Article 82B 5.
------------+Article 82B 6.
------------+Article 82B 7.
---+CHAPTER X GENERAL OBLIGATIONS OF UCITS
------+Article 83
---------+Article 83 1.
---------+Article 83 2.
---------+Article 83 3.
------+Article 84
---------+Article 84 1.
---------+Article 84 2.
---------+Article 84 3.
---------+Article 84 3a.
---------+Article 84 3b.
---------+Article 84 3c.
---------+Article 84 3d.
---------+Article 84 3e.
---------+Article 84 3f.
---------+Article 84 4.
------+Article 85
------+Article 86
------+Article 87
------+Article 88
---------+Article 88 1.
---------+Article 88 2.
------+Article 89
------+Article 90
---+CHAPTER XI SPECIAL PROVISIONS APPLICABLE TO UCITS WHICH MARKET THEIR UNITS IN MEMBER STATES OTHER THAN THOSE IN WHICH THEY ARE ESTABLISHED
------+Article 91
---------+Article 91 1.
---------+Article 91 2.
---------+Article 91 4.
------+Article 92
---------+Article 92 1.
---------+Article 92 2.
---------+Article 92 3.
------+Article 93
---------+Article 93 1.
---------+Article 93 2.
---------+Article 93 3.
---------+Article 93 4.
---------+Article 93 5.
---------+Article 93 6.
---------+Article 93 7.
---------+Article 93 8.
------+Article 93a
---------+Article 93a 1.
---------+Article 93a 2.
---------+Article 93a 3.
---------+Article 93a 4.
---------+Article 93a 5.
---------+Article 93a 6.
---------+Article 93a 7.
------+Article 94
---------+Article 94 1.
---------+Article 94 2.
---------+Article 94 3.
------+Article 95
---------+Article 95 1.
---------+Article 95 2.
------+Article 96
---+CHAPTER XII PROVISIONS CONCERNING THE AUTHORITIES RESPONSIBLE FOR AUTHORISATION AND SUPERVISION
------+Article 97
---------+Article 97 1.
---------+Article 97 2.
---------+Article 97 3.
------+Article 98
---------+Article 98 1.
---------+Article 98 2.
---------+Article 98 3.
---------+Article 98 4.
------+Article 99
---------+Article 99 1.
---------+Article 99 2.
---------+Article 99 3.
---------+Article 99 4.
---------+Article 99 5.
---------+Article 99 6.
---------+Article 99 7.
------+Article 99a
------+Article 99b
---------+Article 99b 1.
---------+Article 99b 2.
---------+Article 99b 3.
---------+Article 99b 4.
------+Article 99c
---------+Article 99c 1.
---------+Article 99c 2.
------+Article 99d
---------+Article 99d 1.
---------+Article 99d 2.
---------+Article 99d 3.
---------+Article 99d 4.
---------+Article 99d 5.
------+Article 99e
---------+Article 99e 1.
---------+Article 99e 2.
---------+Article 99e 3.
------+Article 100
---------+Article 100 1.
---------+Article 100 2.
------+Article 101
---------+Article 101 1.
---------+Article 101 2.
---------+Article 101 2a.
---------+Article 101 3.
---------+Article 101 4.
---------+Article 101 5.
---------+Article 101 6.
---------+Article 101 7.
---------+Article 101 8.
---------+Article 101 9.
------+Article 102
---------+Article 102 1.
---------+Article 102 2.
---------+Article 102 3.
---------+Article 102 4.
---------+Article 102 5.
------+Article 103
---------+Article 103 1.
---------+Article 103 2.
---------+Article 103 3.
---------+Article 103 4.
---------+Article 103 5.
---------+Article 103 6.
---------+Article 103 7.
------+Article 104
---------+Article 104 1.
---------+Article 104 2.
---------+Article 104 3.
------+Article 104a
---------+Article 104a 1.
---------+Article 104a 2.
------+Article 105
------+Article 106
---------+Article 106 1.
---------+Article 106 2.
------+Article 107
---------+Article 107 1.
---------+Article 107 2.
---------+Article 107 3.
------+Article 108
---------+Article 108 1.
---------+Article 108 2.
---------+Article 108 3.
---------+Article 108 4.
---------+Article 108 5.
---------+Article 108 6.
------+Article 109
---------+Article 109 1.
---------+Article 109 2.
---------+Article 109 3.
---------+Article 109 4.
------+Article 110
---------+Article 110 1.
---------+Article 110 2.
------+Article 110a
---+CHAPTER XIII DELEGATED ACTS AND POWERS OF EXECUTION
------+Article 111
------+Article 112
------+Article 112a
---------+Article 112a 1.
---------+Article 112a 2.
---------+Article 112a 3.
---------+Article 112a 4.
---------+Article 112a 5.
---+CHAPTER XIV DEROGATIONS, TRANSITIONAL AND FINAL PROVISIONS
------+SECTION 1 Derogations
---------+Article 113
------------+Article 113 1.
------------+Article 113 2.
------------+Article 113 3.
---------+Article 114
------------+Article 114 1.
------------+Article 114 2.
------+SECTION 2 Transitional and final provisions
---------+Article 115
---------+Article 116
------------+Article 116 1.
------------+Article 116 2.
---------+Article 117
---------+Article 118
------------+Article 118 1.
------------+Article 118 2.
---------+Article 119
---+ANNEX I
---+ANNEX II Functions included in the activity of collective portfolio management:
---+ANNEX IIA LIQUIDITY MANAGEMENT TOOLS AVAILABLE TO UCITS
---+ANNEX III
---+ANNEX IV Correlation table
 English - European Union - Financial Industry -

DIRECTIVE 2009/65/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (recast) (Text with EEA relevance)

DIRECTIVE 2009/65/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL

of 13 July 2009

on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS)

(recast)

(Text with EEA relevance)

1. Przegląd

,
CONTENT CHAPTER I SUBJECT MATTER, SCOPE AND DEFINITIONS CHAPTER II AUTHORISATION OF UCITS CHAPTER III OBLIGATIONS REGARDING MANAGEMENT COMPANIES SECTION 1 Conditions for taking up business SECTION 2 Relations with third countries SECTION 3 Operating conditions SECTION 4 Freedom of establishment and freedom to provide services CHAPTER IV OBLIGATIONS REGARDING THE DEPOSITARY CHAPTER V OBLIGATIONS REGARDING INVESTMENT COMPANIES SECTION 1 Conditions for taking up business SECTION 2 Operating conditions CHAPTER VI MERGERS OF UCITS SECTION 1 Principle, authorisation and approval SECTION 2 Third party control, information of unit-holders and other rights of unit-holders SECTION 3 Costs and entry into effect CHAPTER VII OBLIGATIONS CONCERNING THE INVESTMENT POLICIES OF UCITS CHAPTER VIII MASTER-FEEDER STRUCTURES SECTION 1 Scope and approval SECTION 2 Common provisions for feeder UCITS and master UCITS SECTION 3 Depositaries and auditors SECTION 4 Compulsory information and marketing communications by the feeder UCITS SECTION 5 Conversion of existing UCITS into feeder UCITS and change of master UCITS SECTION 6 Obligations and competent authorities CHAPTER IX OBLIGATIONS CONCERNING INFORMATION TO BE PROVIDED TO INVESTORS SECTION 1 Publication of a prospectus and periodical reports SECTION 2 Publication of other information SECTION 3 Key investor information SECTION 4 Accessibility of information on the european single access point CHAPTER X GENERAL OBLIGATIONS OF UCITS CHAPTER XI SPECIAL PROVISIONS APPLICABLE TO UCITS WHICH MARKET THEIR UNITS IN MEMBER STATES OTHER THAN THOSE IN WHICH THEY ARE ESTABLISHED CHAPTER XII PROVISIONS CONCERNING THE AUTHORITIES RESPONSIBLE FOR AUTHORISATION AND SUPERVISION CHAPTER XIII DELEGATED ACTS AND POWERS OF EXECUTION CHAPTER XIV DEROGATIONS, TRANSITIONAL AND FINAL PROVISIONS SECTION 1 Derogations SECTION 2 Transitional and final provisions ANNEX I Schedules A and B ANNEX II Functions included in the activity of collective portfolio management ANNEX III Part A Repealed Directive with list of its successive amendments Part B List of time limits for transposition into national law and application ANNEX IV Correlation table

CONTENT

CHAPTER I

SUBJECT MATTER, SCOPE AND DEFINITIONS

CHAPTER II

AUTHORISATION OF UCITS

CHAPTER III

OBLIGATIONS REGARDING MANAGEMENT COMPANIES

SECTION 1

Conditions for taking up business

SECTION 2

Relations with third countries

SECTION 3

Operating conditions

SECTION 4

Freedom of establishment and freedom to provide services

CHAPTER IV

OBLIGATIONS REGARDING THE DEPOSITARY

CHAPTER V

OBLIGATIONS REGARDING INVESTMENT COMPANIES

SECTION 1

Conditions for taking up business

SECTION 2

Operating conditions

CHAPTER VI

MERGERS OF UCITS

SECTION 1

Principle, authorisation and approval

SECTION 2

Third party control, information of unit-holders and other rights of unit-holders

SECTION 3

Costs and entry into effect

CHAPTER VII

OBLIGATIONS CONCERNING THE INVESTMENT POLICIES OF UCITS

CHAPTER VIII

MASTER-FEEDER STRUCTURES

SECTION 1

Scope and approval

SECTION 2

Common provisions for feeder UCITS and master UCITS

SECTION 3

Depositaries and auditors

SECTION 4

Compulsory information and marketing communications by the feeder UCITS

SECTION 5

Conversion of existing UCITS into feeder UCITS and change of master UCITS

SECTION 6

Obligations and competent authorities

CHAPTER IX

OBLIGATIONS CONCERNING INFORMATION TO BE PROVIDED TO INVESTORS

SECTION 1

Publication of a prospectus and periodical reports

SECTION 2

Publication of other information

SECTION 3

Key investor information

SECTION 4

Accessibility of information on the european single access point

CHAPTER X

GENERAL OBLIGATIONS OF UCITS

CHAPTER XI

SPECIAL PROVISIONS APPLICABLE TO UCITS WHICH MARKET THEIR UNITS IN MEMBER STATES OTHER THAN THOSE IN WHICH THEY ARE ESTABLISHED

CHAPTER XII

PROVISIONS CONCERNING THE AUTHORITIES RESPONSIBLE FOR AUTHORISATION AND SUPERVISION

CHAPTER XIII

DELEGATED ACTS AND POWERS OF EXECUTION

CHAPTER XIV

DEROGATIONS, TRANSITIONAL AND FINAL PROVISIONS

SECTION 1

Derogations

SECTION 2

Transitional and final provisions

ANNEX I

Schedules A and B

ANNEX II

Functions included in the activity of collective portfolio management

ANNEX III

Part A

Repealed Directive with list of its successive amendments

Part B

List of time limits for transposition into national law and application

ANNEX IV

Correlation table
CHAPTER I SUBJECT MATTER, SCOPE AND DEFINITIONS CHAPTER I SUBJECT MATTER, SCOPE AND DEFINITIONS
CHAPTER II AUTHORISATION OF UCITS CHAPTER II AUTHORISATION OF UCITS
CHAPTER III OBLIGATIONS REGARDING MANAGEMENT COMPANIES CHAPTER III OBLIGATIONS REGARDING MANAGEMENT COMPANIES
CHAPTER IV OBLIGATIONS REGARDING THE DEPOSITARY CHAPTER IV OBLIGATIONS REGARDING THE DEPOSITARY
CHAPTER V OBLIGATIONS REGARDING INVESTMENT COMPANIES CHAPTER V OBLIGATIONS REGARDING INVESTMENT COMPANIES
CHAPTER VI MERGERS OF UCITS CHAPTER VI MERGERS OF UCITS
CHAPTER VII OBLIGATIONS CONCERNING THE INVESTMENT POLICIES OF UCITS CHAPTER VII OBLIGATIONS CONCERNING THE INVESTMENT POLICIES OF UCITS
CHAPTER VIII MASTER-FEEDER STRUCTURES CHAPTER VIII MASTER-FEEDER STRUCTURES
CHAPTER IX OBLIGATIONS CONCERNING INFORMATION TO BE PROVIDED TO INVESTORS CHAPTER IX OBLIGATIONS CONCERNING INFORMATION TO BE PROVIDED TO INVESTORS
CHAPTER X GENERAL OBLIGATIONS OF UCITS CHAPTER X GENERAL OBLIGATIONS OF UCITS
CHAPTER XI SPECIAL PROVISIONS APPLICABLE TO UCITS WHICH MARKET THEIR UNITS IN MEMBER STATES OTHER THAN THOSE IN WHICH THEY ARE ESTABLISHED CHAPTER XI SPECIAL PROVISIONS APPLICABLE TO UCITS WHICH MARKET THEIR UNITS IN MEMBER STATES OTHER THAN THOSE IN WHICH THEY ARE ESTABLISHED
CHAPTER XII PROVISIONS CONCERNING THE AUTHORITIES RESPONSIBLE FOR AUTHORISATION AND SUPERVISION CHAPTER XII PROVISIONS CONCERNING THE AUTHORITIES RESPONSIBLE FOR AUTHORISATION AND SUPERVISION
CHAPTER XIII DELEGATED ACTS AND POWERS OF EXECUTION CHAPTER XIII DELEGATED ACTS AND POWERS OF EXECUTION
CHAPTER XIV DEROGATIONS, TRANSITIONAL AND FINAL PROVISIONS CHAPTER XIV DEROGATIONS, TRANSITIONAL AND FINAL PROVISIONS
ANNEX I



ANNEX I

SCHEDULE A



1.  Information concerning the common fund

1.  Information concerning the management company including an indication whether the management company is established in a Member State other than the UCITS home Member State

1.  Information concerning the investment company

1.1.  Name

1.1.  Name or style, form in law, registered office and head office if different from the registered office.

1.1.  Name or style, form in law, registered office and head office if different from the registered office.

1.2.  Date of establishment of the common fund. Indication of duration, if limited.

1.2.  Date of incorporation of the company. Indication of duration, if limited.

1.2.  Date of incorporation of the company. Indication of duration, if limited.

 

1.3.  If the company manages other common funds, indication of those other funds.

1.3.  In the case of investment companies having different investment compartments, the indication of the compartments.

1.4.  Statement of the place where the fund rules, if they are not annexed, and periodic reports may be obtained.

 

1.4.  Statement of the place where the instruments of incorporation, if they are not annexed, and periodical reports may be obtained.

1.5.  Brief indications relevant to unit-holders of the tax system applicable to the common fund. Details of whether deductions are made at source from the income and capital gains paid by the common fund to unit-holders.

 

1.5.  Brief indications relevant to unit-holders of the tax system applicable to the company. Details of whether deductions are made at source from the income and capital gains paid by the company to unit-holders.

1.6.  Accounting and distribution dates

 

1.6.  Accounting and distribution dates.

1.7.  Names of the persons responsible for auditing the accounting information referred to in Article 73.

 

1.7.  Names of the persons responsible for auditing the accounting information referred to in Article 73.

 

1.8.  Names and positions in the company of the members of the administrative, management and supervisory bodies. Details of their main activities outside the company where these are of significance with respect to that company.

1.8.  Names and positions in the company of the members of the administrative, management and supervisory bodies. Details of their main activities outside the company where these are of significance with respect to that company.

 

1.9.  Amount of the subscribed capital with an indication of the capital paid-up

1.9.  Capital

1.10.  Details of the types and main characteristics of the units and in particular:

— the nature of the right (real, personal or other) represented by the unit,

— characteristics of the units: registered or bearer. Indication of any denominations which may be provided for,

— original securities or certificates providing evidence of title; entry in a register or in an account,

— indication of unit-holders' voting rights if these exist,

— circumstances in which winding-up of the common fund can be decided on and winding-up procedure, in particular as regards the rights of unit-holders.

 

1.10.  Details of the types and main characteristics of the units and in particular:

— original securities or certificates providing evidence of title; entry in a register or in an account,

— characteristics of the units: registered or bearer. Indication of any denominations which may be provided for,

— indication of unit-holders' voting rights,

— circumstances in which winding-up of the investment company can be decided on and winding-up procedure, in particular as regards the rights of unit-holders.

1.11.  Where applicable, indication of stock exchanges or markets where the units are listed or dealt in.

 

1.11.  Where applicable, indication of stock exchanges or markets where the units are listed or dealt in.

1.12.  Procedures and conditions of issue and sale of units.

 

1.12.  Procedures and conditions of issue and sale of units.

▼M12

1.13.  Procedures and conditions for repurchase and redemption of units, and circumstances in which subscription, repurchase and redemption may be suspended or other liquidity management tools may be activated.

 

1.13.  Procedures and conditions for repurchase and redemption of units, and circumstances in which subscription, repurchase and redemption may be suspended or other liquidity management tools may be activated. In the case of investment companies having different investment compartments, information on how a unitholder may pass from one compartment into another and the charges applicable in such cases.

▼B

1.14.  Description of rules for determining and applying income.

 

1.14.  Description of rules for determining and applying income.

1.15.  Description of the common fund's investment objectives, including its financial objectives (e.g. capital growth or income), investment policy (e.g. specialisation in geographical or industrial sectors), any limitations on that investment policy and an indication of any techniques and instruments or borrowing powers which may be used in the management of the common fund.

 

1.15.  Description of the company's investment objectives, including its financial objectives (e.g. capital growth or income), investment policy (e.g. specialisation in geographical or industrial sectors), any limitations on that investment policy and an indication of any techniques and instruments or borrowing powers which may be used in the management of the company.

1.16.  Rules for the valuation of assets.

 

1.16.  Rules for the valuation of assets.

1.17.  Determination of the sale or issue price and the repurchase or redemption price of units, in particular:

— the method and frequency of the calculation of those prices,

— information concerning the charges relating to the sale or issue and the repurchase or redemption of units,

— the means, places and frequency of the publication of those prices.

 

1.17.  Determination of the sale or issue price and the repurchase or redemption price of units, in particular:

— the method and frequency of the calculation of those prices,

— information concerning the charges relating to the sale or issue and the repurchase or redemption of units,

— the means, places and frequency of the publication of those prices (1).

1.18.  Information concerning the manner, amount and calculation of remuneration payable by the common fund to the management company, the depositary or third parties, and reimbursement of costs by the common fund to the management company, to the depositary or to third parties.

 

1.18.  Information concerning the manner, amount and calculation of remuneration payable by the company to its directors, and members of the administrative, management and supervisory bodies, to the depositary, or to third parties, and reimbursement of costs by the company to its directors, to the depositary or to third parties.
(1)   

Investment companies within the meaning of Article 32(5) of this Directive shall also indicate:


— the method and frequency of calculation of the net asset value of units,

— the means, place and frequency of the publication of that value,

— the stock exchange in the country of marketing the price on which determines the price of transactions effected outwith stock exchanges in that country.

▼M4

2.

Information concerning the depositary:

2.1.

the identity of the depositary of the UCITS and a description of its duties and of conflicts of interest that may arise;

2.2.

a description of any safekeeping functions delegated by the depositary, the list of delegates and sub-delegates and any conflicts of interest that may arise from such a delegation;

2.3.

a statement to the effect that up-to-date information regarding points 2.1 and 2.2 will be made available to investors on request.

▼B

3.

Information concerning the advisory firms or external investment advisers who give advice under contract which is paid for out of the assets of the UCITS:

3.1.

Name or style of the firm or name of the adviser;

3.2.

Material provisions of the contract with the management company or the investment company which may be relevant to the unit-holders, excluding those relating to remuneration;

3.3.

Other significant activities.

4.

Information concerning the arrangements for making payments to unit-holders, repurchasing or redeeming units and making available information concerning the UCITS. Such information must in any case be given in the Member State in which the UCITS is established. In addition, where units are marketed in another Member State, such information shall be given in respect of that Member State in the prospectus published there.

5.

Other investment information:

5.1.

Historical performance of the UCITS (where applicable) — such information may be either included in or attached to the prospectus;

5.2.

Profile of the typical investor for whom the UCITS is designed.

6.

Economic information:

6.1.

Possible expenses or fees, other than the charges mentioned in point 1.17, distinguishing between those to be paid by the unit-holder and those to be paid out of the assets of the UCITS.

SCHEDULE B

Information to be included in the periodic reports

I.   Statement of assets and liabilities:

— 
transferable securities,
— 
bank balances,
— 
other assets,
— 
total assets,
— 
liabilities,
— 
net asset value.

II.

Number of units in circulation

III.

Net asset value per unit

IV.

 Portfolio, distinguishing between:
(a) 

transferable securities admitted to official stock exchange listing;

(b) 

transferable securities dealt in on another regulated market;

(c) 

recently issued transferable securities of the type referred to in Article 50(1)(d);

(d) 

other transferable securities of the type referred to in Article 50(2)(a);

and analysed in accordance with the most appropriate criteria in the light of the investment policy of the UCITS (e.g. in accordance with economic, geographical or currency criteria) as a percentage of net assets; for each of the above investments the proportion it represents of the total assets of the UCITS.

Statement of changes in the composition of the portfolio during the reference period.

V.

 Statement of the developments concerning the assets of the UCITS during the reference period including the following:
— 
income from investments,
— 
other income,
— 
management charges,
— 
depositary’s charges,
— 
other charges and taxes,
— 
net income,
— 
distributions and income reinvested,
— 
changes in capital account,
— 
appreciation or depreciation of investments,
— 
any other changes affecting the assets and liabilities of the UCITS,
— 
transaction costs, which are costs incurred by a UCITS in connection with transactions on its portfolio.

VI.

 A comparative table covering the last three financial years and including, for each financial year, at the end of the financial year:
— 
the total net asset value,
— 
the net asset value per unit.

VII.

Details, by category of transaction within the meaning of Article 51 carried out by the UCITS during the reference period, of the resulting amount of commitments.

ANNEX II Functions included in the activity of collective portfolio management:



ANNEX II

Functions included in the activity of collective portfolio management:

— 
Investment management.
— 
Administration:
(a) 

legal and fund management accounting services;

(b) 

customer inquiries;

(c) 

valuation and pricing (including tax returns);

(d) 

regulatory compliance monitoring;

(e) 

maintenance of unit-holder register;

(f) 

distribution of income;

(g) 

unit issues and redemptions;

(h) 

contract settlements (including certificate dispatch);

(i) 

record keeping.

— 
Marketing.
ANNEX IIA LIQUIDITY MANAGEMENT TOOLS AVAILABLE TO UCITS



ANNEX IIA

LIQUIDITY MANAGEMENT TOOLS AVAILABLE TO UCITS

1. Suspension of subscriptions, repurchases and redemptions: suspension of subscriptions, repurchases and redemptions means temporarily disallowing the subscription, repurchase and redemption of the fund’s units or shares.

2. Redemption gate: a redemption gate means a temporary and partial restriction of the right of unit-holders or shareholders to redeem their units or shares, so that investors can only redeem a certain portion of their units or shares.

3. Extension of notice periods: the extension of notice periods means extending the period of notice that unit-holders or shareholders must give to fund managers, beyond a minimum period which is appropriate to the fund, when redeeming their units or shares.

4. Redemption fee: redemption fee means a fee, within a predetermined range that takes account of the cost of liquidity, that is paid to the fund by unit-holders or shareholders when redeeming units or shares, and that ensures that unit-holders or shareholders who remain in the fund are not unfairly disadvantaged.

5. Swing pricing: swing pricing means a pre-determined mechanism by which the net asset value of the units or shares of an investment fund is adjusted by the application of a factor (‘swing factor’) that reflects the cost of liquidity.

6. Dual pricing: dual pricing means a pre-determined mechanism by which the subscription, repurchase and redemption prices of the units or shares of an investment fund are set by adjusting the net asset value per unit or share by a factor that reflects the cost of liquidity.

7. Anti-dilution levy: anti-dilution levy means a fee that is paid to the fund by a unit-holder or shareholder at the time of a subscription, repurchase or redemption of units or shares, that compensates the fund for the cost of liquidity incurred because of the size of that transaction, and that ensures that other unit-holders or shareholders are not unfairly disadvantaged.

8. Redemption in kind: redemption in kind means transferring assets held by the fund, instead of cash, to meet redemption requests of unit-holders or shareholders.

9. Side pockets: side pockets means separating certain assets, whose economic or legal features have changed significantly or become uncertain due to exceptional circumstances, from the other assets of the fund.
ANNEX III



ANNEX III

PART A

Repealed Directive with list of its successive amendments

(referred to in Article 117)



Council Directive 85/611/EEC

(OJ L 375, 31.12.1985, p. 3)

 

Council Directive 88/220/EEC

(OJ L 100, 19.4.1988, p. 31)

 

Directive 95/26/EC of the European Parliament and of the Council

(OJ L 168, 18.7.1995, p. 7)

Article 1, fourth indent, Article 4(7) and Article 5, fifth indent only

Directive 2000/64/EC of the European Parliament and of the Council

(OJ L 290, 17.11.2000, p. 27)

Article 1 only

Directive 2001/107/EC of the European Parliament and of the Council

(OJ L 41, 13.2.2002, p. 20)

 

Directive 2001/108/EC of the European Parliament and of the Council

(OJ L 41, 13.2.2002, p. 35)

 

Directive 2004/39/EC of the European Parliament and of the Council

(OJ L 145, 30.4.2004, p. 1)

Article 66 only

Directive 2005/1/EC of the European Parliament and of the Council

(OJ L 79, 24.3.2005, p. 9)

Article 9 only

Directive 2008/18/EC of the European Parliament and of the Council

(OJ L 76, 19.3.2008, p. 42)

 

PART B

List of time limits for transposition into national law and application

(referred to in Article 117)



Directive

Time limit for transposition

Date of application

85/611/EEC

1 October 1989

—

88/220/EEC

1 October 1989

—

95/26/EC

18 July 1996

—

2000/64/EC

17 November 2002

—

2001/107/EC

13 August 2003

13 February 2004

2001/108/EC

13 August 2003

13 February 2004

2004/39/EC

—

30 April 2006

2005/1/EC

13 May 2005

—
ANNEX IV Correlation table



ANNEX IV

Correlation table



Directive 85/611/EEC

This Directive

Article 1(1)

Article 1(1)

Article 1(2), introductory phrase

Article 1(2), introductory phrase

Article 1(2), first and second indent

Article 1(2)(a) and (b)

—

Article 1(2), second subparagraph

Article 1(3), first subparagraph

Article 1(3), first subparagraph

Article 1(3), second subparagraph

Article 1(3), second subparagraph, point (a)

—

Article 1(3), second subparagraph, point (b)

Article 1(4) to (7)

Article 1(4) to (7)

Article 1(8), introductory phrase

Article 2(1)(n), introductory phrase

Article 1(8), first, second and third indent

Article 2(1)(n), points (i), (ii) and (iii)

Article 1(8), final phrase

Article 2(7)

Article 1(9)

Article 2(1)(o)

Article 1a, introductory phrase

Article 2(1), introductory phrase

Article 1a, point (1)

Article 2(1)(a)

Article 1a, point (2), first part of the phrase

Article 2(1)(b)

Article 1a, point (2), second part of the phrase

Article 2(2)

Article 1a, points (3) to (5)

Article 2(1)(c) to (e)

Article 1a, point (6)

Article 2(1)(f)

Article 1a, point (7), first part of the phrase

Article 2(1)(g)

Article 1a, point (7), second part of the phrase

Article 2(3)

Article 1a, points (8) to (9)

Article 2(1)(h) to (i)

Article 1a, point (10), first subparagraph

Article 2(1)(j)

Article 1a, point (10), second subparagraph

Article 2(5)

Article 1a, point (11)

—

Article 1a, points (12) and (13), first phrase

Article 2(1)(i)(ii)

Article 1a, point (13), second phrase

Article 2(4)(a)

Article 1a, points (14) and (15), first phrase

Article 2(1)(k) and (l)

Article 1a, point (15), second phrase

Article 2(6)

—

Article 2(1)(m)

Article 2(1), introductory phrase

Article 3, introductory phrase

Article 2(1), first, second, third and fourth indent

Article 3(a), (b), (c) and (d)

Article 2(2)

—

Article 3

Article 4

Article 4(1) and (2)

Article 5(1) and (2)

—

Article 5(3)

Article 4(3), first subparagraph

Article 5(4), first subparagraph, points (a) and (b)

—

Article 5(4), second subparagraph

Article 4(3), second subparagraph

Article 5(4), third subparagraph

Article 4(3), third subparagraph

Article 5(4), fourth subparagraph

Article 4(3a)

Article 5(5)

Article 4(4)

Article 5(6)

—

Article 5(7)

Article 5(1) and (2)

Article 6(1) and (2)

Article 5(3), first subparagraph, introductory phrase

Article 6(3), first subparagraph, introductory phrase

Article 5(3), first subparagraph, point (a)

Article 6(3), first subparagraph, point (a)

Article 5(3), first subparagraph, point (b), introductory phrase

Article 6(3), first subparagraph, point (b), introductory phrase

Article 5(3), first subparagraph, point (b), first and second indent

Article 6(3), first subparagraph, point (b)(i) and (ii)

Article 5(3), second subparagraph

Article 6(3), second subparagraph

Article 5(4)

Article 6(4)

Article 5a(1), introductory phrase

Article 7(1), introductory phrase

Article 5a(1)(a), introductory phrase

Article 7(1)(a), introductory phrase

Article 5a(1)(a), first indent

Article 7(1)(a)(i)

Article 5a(1)(a), second indent, introductory phrase

Article 7(1)(a)(ii), introductory phrase

Article 5a(1)(a), second indent, points (i), (ii) and (iii)

Article 7(1)(a)(ii), first, second and third indent

Article 5a(1)(a), third and fourth indent

Article 7(1)(a)(iii)

Article 5a(1)(a), fifth indent

—

Article 5a(1)(b) to (d)

Article 7(1)(b) to (d)

Article 5a(2) to (5)

Article 7(2) to (5)

Article 5b

Article 8

Article 5c

Article 9

Article 5d

Article 10

Article 5e

Article 11

Article 5f(1), first subparagraph

Article 12(1), first subparagraph

Article 5f(1), second subparagraph, point (a)

Article 12(1), second subparagraph, point (a)

Article 5f(1), second subparagraph, point (b) first sentence

Article 12(1), second subparagraph, point (b)

Article 5f(1), second subparagraph, point (b), last sentence

—

Article 5f(2), introductory phrase

Article 12(2), introductory phrase

Article 5f(2), first and second indent

Article 12(2)(a) and (b)

—

Article 12(3)

Article 5g

Article 13

Article 5h

Article 14(1)

—

Article 14(2)

—

Article 15

Article 6(1)

Article 16(1), first subparagraph

—

Article 16(1), second subparagraph

Article 6(2)

Article 16(2)

—

Article 16(3)

Article 6a(1)

Article 17(1)

Article 6a(2)

Article 17(2)

Article 6a(3)

Article 17(3), first and second subparagraph

—

Article 17(3), third subparagraph

—

Article 17(4) to (5)

Article 6a(4) to (6)

Article 17(6) to 8

Article 6a(7)

Article 17(9), first subparagraph

—

Article 17(9), second subparagraph

Article 6b(1)

Article 18(1)

Article 6b(2)

Article 18(2), first and second subparagraph

—

Article 18(2), third subparagraph

Article 6b(3), first subparagraph

Article 18(2), fourth subparagraph

Article 6b(3), second subparagraph

—

—

Article 18(3)

Article 6b(4)

Article 18(4)

Article 6b(5)

—

—

Article 19 to 20

Article 6c(1)

Article 21(1)

Article 6c(2), first subparagraph

—

Article 6c(2), second subparagraph

Article 21(2), first and second subparagraph

—

Article 21(2), third subparagraph

Article 6c(3) to (5)

Article 21(3) to (5)

Article 6c(6)

—

Article 6c(7) to 10

Article 21(6) to (9)

Article 7

Article 22

Article 8

Article 23(1) to (3)

—

Article 23(4) to (6)

Article 9

Article 24

Article 10

Article 25

Article 11

Article 26

Article 12

Article 27, first and second subparagraph

—

Article 27, third subparagraph

Article 13

Article 28

Article 13a(1), first subparagraph

Article 29(1), first subparagraph

Article 13a(1), second subparagraph, introductory phrase

Article 29(1), second subparagraph, introductory phrase

Article 13a(1), second subparagraph, first, second and third indent

Article 29(1), second subparagraph, points (a), (b) and (c)

Article 13a(1), third and fourth subparagraph

Article 29(1), third and fourth subparagraph

Article 13a(2), (3) and (4)

Article 29(2), (3) and (4)

Article 13b

Article 30

Article 13c

Article 31

Article 14

Article 32

Article 15

Article 33(1) to (3)

—

Article 33(4) to (6)

Article 16

Article 34

Article 17

Article 35

Article 18

Article 36

—

Article 37 to 49

Article 19(1), introductory phrase

Article 50(1), introductory phrase

Article 19(1)(a) to (c)

Article 50(1)(a) to (c)

Article 19(1)(d), introductory phrase

Article 50(1)(d), introductory phrase

Article 19(1)(d), first and second indent

Article 50(1)(d)(i) and (ii)

Article 19(1)(e), introductory phrase

Article 50(1)(e), introductory phrase

Article 19(1)(e), first, second, third and fourth indent

Article 50(1)(e)(i), (ii), (iii) and (iv)

Article 19(1)(f)

Article 50(1)(f)

Article 19(1)(g), introductory phrase

Article 50(1)(g), introductory phrase

Article 19(1)(g), first, second and third indent

Article 50(1)(g)(i), (ii) and (iii)

Article 19(1)(h), introductory phrase

Article 50(1)(h), introductory phrase

Article 19(1)(h), first, second, third and fourth indent

Article 50(1)(h)(i), (ii), (iii) and (iv)

Article 19(2), introductory word

Article 50(2), introductory phrase

Article 19(2)(a)

Article 50(2)(a)

Article 19(2)(c)

Article 50(2)(b)

Article 19(2)(d)

Article 50(2), second subparagraph

Article 19(4)

Article 50(3)

Article 21(1) to (3)

Article 51(1) to (3)

Article 21(4)

—

—

Article 51(4)

Article 22(1), first subparagraph

Article 52(1), first subparagraph

Article 22(1), second subparagraph, introductory phrase

Article 52(1), second subparagraph, introductory phrase

Article 22(1), second subparagraph, first and second indent

Article 52(1), second subparagraph, points (a) and (b)

Article 22(2), first subparagraph,

Article 52(2), first subparagraph

Article 22(2), second subparagraph, introductory phrase

Article 52(2), second subparagraph, introductory phrase

Article 22(2), second subparagraph, first second and third indent

Article 52(2), second subparagraph, points (a), (b) and (c)

Article 22(3) to (5)

Article 52(3) to (5)

Article 22a(1), introductory phrase

Article 53(1), introductory phrase

Article 22a(1), first, second and third indent

Article 53(1)(a), (b) and (c)

Article 22a(2)

Article 53(2)

Article 23

Article 54

Article 24

Article 55

Article 24a

Article 70

Article 25(1)

Article 56(1)

Article 25(2), first subparagraph, introductory phrase

Article 56(2), first subparagraph, introductory phrase

Article 25(2), first subparagraph, first, second, third and fourth indent

Article 56(2), first subparagraph, points (a), (b), (c) and (d)

Article 25(2), second subparagraph

Article 56(2), second subparagraph

Article 25(3)

Article 56(3)

Article 26

Article 57

—

Article 58 to 67

Article 27(1), introductory phrase

Article 68(1), introductory phrase

Article 27(1), first indent

—

Article 27(1), second, third and fourth indent

Article 68(1)(a), (b), (c)

Article 27(2), introductory phrase

Article 68(2), introductory phrase

Article 27(2), first and second indent

Article 68(2)(a) and (b)

Article 28(1) and (2)

Article 69(1) and 2

Article 28(3) and (4)

—

Article 28(5) and (6)

Article 69(3) and (4)

Article 29

Article 71

Article 30

Article 72

Article 31

Article 73

Article 32

Article 74

Article 33(1), first subparagraph

—

Article 33(1), second subparagraph

Article 75(1)

Article 33(2)

Article 75(1)

Article 33(3)

Article 75(3)

—

Article 75(4)

Article 34

Article 76

Article 35

Article 77

—

Articles 78 to 82

Article 36(1), first subparagraph, introductory word

Article 83(1), first subparagraph, introductory phrase

Article 36(1), first subparagraph, first and second indent

Article 83(1) first subparagraph, points (a) and (b)

Article 36(1), first subparagraph, final words

Article 83(1), first subparagraph, introductory phrase

Article 36(1), second subparagraph

Article 83(1), second subparagraph

Article 36(2)

Article 83(2)

Article 37

Article 84

Article 38

Article 85

Article 39

Article 86

Article 40

Article 87

Article 41(1), introductory phrase

Article 88(1), introductory phrase

Article 41(1), first and second indent

Article 88(1)(a) and (b)

Article 41(1), final phrase

Article 88(1), introductory phrase

Article 41(2)

Article 88(2)

Article 42, introductory word

Article 89, introductory phrase

Article 42, first and second indent

Article 89, points (a) and (b)

Article 42, final phrase

Article 89, introductory phrase

Article 43

Article 90

Article 44(1) to (3)

—

—

Article 91(1) to (4)

Article 45

Article 92

Article 46, first paragraph, introductory phrase

Article 93(1), first subparagraph

—

Article 93(1), second subparagraph

Article 46, first paragraph, first indent

—

Article 46, first paragraph second, third and fourth indent,

Article 93(2)(a)

Article 46, first paragraph, fifth indent

—

Article 46, second paragraph

—

—

Article 93(2)(b)

—

Article 93(3) to (8)

Article 47

Article 94

—

Article 95

Article 48

Article 96

Article 49(1) to (3)

Article 97(1) to (3)

Article 49(4)

—

—

Articles 98 to 100

Article 50(1)

Article 101(1)

—

Article 101(2) to (9)

Article 50(2) to (4)

Article 102(1) to (3)

Article 50(5), introductory phrase

Article 102(4), introductory phrase

Article 50(5), first, second, third and fourth indent

Article 102(4)(a), (b), (c) and (d)

Article 50(6) introductory phrase and (a) and (b),

Article 102(5), first subparagraph, introductory phrase

Article 50(6)(b), first, second and third indent

Article 102(5), first subparagraph, points (a), (b) and (c)

Article 50(6)(b), final phrase

Article 102(5), second and third subparagraph

Article 50(7), first subparagraph, introductory phrase

Article 103(1), introductory phrase

Article 50(7), first subparagraph, first and second indent

Article 103(1)(a) and (b)

Article 50(7), second subparagraph, introductory phrase

Article 103(2), introductory phrase

Article 50(7), second subparagraph, first, second and third indent

Article 103(2)(a), (b) and (c)

Article 50(7), third subparagraph

Article 103(3)

Article 50(8), first subparagraph

Article 103(4)

Article 50(8), second subparagraph, introductory phrase

Article 103(5), first subparagraph, introductory phrase

Article 50(8), second subparagraph, first, second and third indent

Article 103(5), first subparagraph, points (a), (b) and (c)

Article 50(8), third subparagraph

Article 103(6)

Article 50(8), fourth subparagraph

Article 103(5), second subparagraph

Article 50(8), fifth subparagraph

Article 103(7)

Article 50(8), sixth subparagraph

—

Article 50(9) to (11)

Article 104(1) to (3)

—

Article 105

Article 50a(1), introductory phrase

Article 106(1), first subparagraph, introductory phrase

Article 50a(1)(a), introductory phrase

Article 106(1), first subparagraph, introductory phrase

Article 50a(1)(a), first, second and third indent

Article 106(1), first subparagraph, points (a), (b) and (c)

Article 50a(1)(b)

Article 106(1), second subparagraph

Article 50a(2)

Article 106(2)

Article 51(1) and (2)

Article 107(1) and (2)

—

Article 107(3)

Article 52(1)

Article 108(1), first subparagraph

Article 52(2)

Article 108(1), second subparagraph

Article 52(3)

Article 108(2)

—

Article 108(3) to (6)

Article 52a

Article 109(1) and (2)

—

Article 109(3) and (4)

Article 52b(1)

Article 110(1)

Article 52b(2)

—

Article 52b(3)

Article 110(2)

Article 53a

Article 111

Article 53b(1)

Article 112(1)

Article 53b(2)

Article 112(2)

—

Article 112(3)

Article 54

Article 113(1)

Article 55

Article 113(2)

Article 56(1)

Article 113(3)

Article 56(2)

—

Article 57

—

—

Article 114

Article 58

Article 116(2)

—

Article 115

—

Article 116(1)

—

Articles 117 and 118

Article 59

Article 119

Annex I, schedule A and B

Annex I, schedule A and B

Annex I, schedule C

—

Annex II

Annex II

—

Annex III

—

Annex IV

1.1 Odwołania

1.2 Zidentyfikowane wymagania

1.3 Powiązane normy

2. Zidentyfikowane wymagania

Wymagania

3. Powiązane normy

Normy

Powiązane zgłoszenia

Powiązania
is related to Imported: OGAW-Richtlinie (UCITS) 2009/65/EG (CELEX:02009L0065-20260416)