+Article 16 2

Article 16 2

2.   Competent authorities shall verify, in particular where a trading desk has frequently exceeded trading limits, whether the frequency and magnitude of breaches of trading limits, and the measures taken by the risk control unit and management body in response to such breaches, are appropriate. The competent authority shall conduct such verification.

1. Visão geral

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Título Regulamentação

1.1 Referências

1.2 Requisitos identificados

1.3 Normas relacionadas

2. Requisitos identificados

Requisitos
Fonte Requisito

3. Normas relacionadas

Normas
Fonte Requisito