+Articolul 41 Excluderi
---+Article 41 1.
---+Article 41 2.
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Articolul 41 Excluderi
1. Prezentare generală
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Reglementare |
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Article 41 1.
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The following exposures shall be excluded from the requirements set out in Article 37:
(a)
exposures which are entirely deducted from an investment firm’s own funds;
(b)
exposures incurred in the ordinary course of the settlement of payment services, foreign currency transactions, securities transactions and the provision of money transmission;
(c)
exposures constituting claims against:
(i)
central governments, central banks, public sector entities, international organisations or multilateral development banks and exposures guaranteed by or attributable to such persons, where those exposures receive a 0 % risk weight under Articles 114 to 118 of Regulation (EU) No 575/2013;
(ii)
the regional governments and local authorities of countries that are members of the European Economic Area;
(iii)
central counterparties and default fund contributions to central counterparties.
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Article 41 2.
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Competent authorities may fully or partially exempt the following exposures from the application of Article 37:
(b)
exposures incurred by an investment firm to its parent undertaking, to other subsidiaries of that parent undertaking or to its own subsidiaries, insofar as those undertakings are supervised on a consolidated basis in accordance with Article 7 of this Regulation or with Regulation (EU) No 575/2013, are supervised for compliance with the group capital test in accordance with Article 8 of this Regulation, or are supervised in accordance with equivalent standards in force in a third country, and provided that the following conditions are met:
(i)
there is no current or foreseen material practical or legal impediment to the prompt transfer of capital or repayment of liabilities by the parent undertaking; and
(ii)
the risk evaluation, measurement and control procedures of the parent undertaking include the financial sector entity.
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1.1 Referințe
1.2 Cerințe identificate
1.3 Standarde asociate
2. Cerințe identificate
3. Standarde asociate
- Builddate: 09.01.2024 00:00:00 -Doknr: CELEX:32019R2033
- EULAW -
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