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+Article 60 7. |
Article 60 7.For the purposes of paragraphs 1 to 6, the following information shall be notified:
(a)
a programme of operations setting out the types of crypto-asset services that the applicant crypto-asset service provider intends to provide, including where and how those services are to be marketed;
(b)
a description of:
(i)
the internal control mechanisms, policies and procedures to ensure compliance with the provisions of national law transposing Directive (EU) 2015/849;
(ii)
the risk assessment framework for the management of money laundering and terrorist financing risks; and
(iii)
the business continuity plan;
(c)
the technical documentation of the ICT systems and security arrangements, and a description thereof in non-technical language;
(d)
a description of the procedure for the segregation of clients’ crypto-assets and funds;
(e)
a description of the custody and administration policy, where it is intended to provide custody and administration of crypto-assets on behalf of clients;
(f)
a description of the operating rules of the trading platform and of the procedures and system to detect market abuse, where it is intended to operate a trading platform for crypto-assets;
(g)
a description of the non-discriminatory commercial policy governing the relationship with clients as well as a description of the methodology for determining the price of the crypto-assets they propose to exchange for funds or other crypto-assets, where it is intended to exchange crypto-assets for funds or other crypto-assets;
(h)
a description of the execution policy, where it is intended to execute orders for crypto-assets on behalf of clients;
(i)
evidence that the natural persons giving advice on behalf of the applicant crypto-asset service provider or managing portfolios on behalf of the applicant crypto-asset service provider have the necessary knowledge and expertise to fulfil their obligations, where it is intended to provide advice on crypto-assets or provide portfolio management on crypto-assets;
(j)
whether the crypto-asset service relates to asset-referenced tokens, e-money tokens or other crypto-assets;
(k)
information on the manner in which such transfer services will be provided, where it is intended to provide transfer services for crypto-assets on behalf of clients. 1. Prezentare generală
1.1 Referințe1.2 Cerințe identificate1.3 Standarde asociate2. Cerințe identificate
3. Standarde asociate
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