+Article 18 3

Article 18 3

3.   The tasks outsourced pursuant to paragraph 1 of this Article shall not be undertaken in such a way as to impair materially the quality of the obliged entity’s policies and procedures to comply with the requirements of this Regulation and of Regulation (EU) 2023/1113, and of the controls in place to test those policies and procedures. The following tasks shall not be outsourced under any circumstances:

(a)

the proposal and approval of the obliged entity’s business-wide risk assessment pursuant to Article 10(2);

(b)

the approval of the obliged entity’s internal policies, procedures and controls pursuant to Article 9;

(c)

decision on the risk profile to be attributed to the customer;

(d)

the decision to enter into a business relationship or carry out an occasional transaction with a client;

(e)

the reporting to FIU of suspicious activities pursuant to Article 69 or threshold-based reports pursuant to Article 74 and 80, except where such activities are outsourced to another obliged entity belonging to the same group and established in the same Member State;

(f)

the approval of the criteria for the detection of suspicious or unusual transactions and activities.

1. Přehled

,

1.1 Odkazy

1.2 Identifikované požadavky

1.3 Související standardy

2. Identifikované požadavky

Požadavky

3. Související standardy

Standardy
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