+EBA's retningslinjer for udløsningsmekanismer for anvendelsen af foranstaltninger til tidlig indgriben
---+1. Efterlevelses- og indberetningsforpligtelser
---+2. Genstand, anvendelsesområde og definitioner
------+1. Dette dokument indeholder retningslinjer, der er udstedt i henhold til artikel 16 i forordning …
------+2. Retningslinjerne afspejler EBA's syn på passende tilsynspraksis inden for det europæiske …
------+3. I henhold til artikel 16, stk. 3, i forordning (EU) nr. 1093/2010 skal de kompetente myndigheder …
------+4. Underretninger offentliggøres på EBA's websted i henhold til artikel 16, stk. 3.
------+5. The following definitions apply for the purposes of these Guidelines: a. ‘Conditions for early …
------+6. These Guidelines are addressed to the competent authorities as defined in Article 4(2)(i) of …
---+3. Udløsningsmekanismer for anvendelsen af foranstaltninger til tidlig indgriben
------+7. These Guidelines identify the following triggers for the competent authorities’ decision on …
------+8. The breach of the triggers identified in these Guidelines should prompt the competent …
------+9. Breaches of the triggers, outcomes of associated further investigations and decisions on the …
------+10. Upon the breach of the triggers, when taking a positive decision to apply an early intervention …
------+11. When competent authorities assign to an institution an Overall SREP score of ‘4’ they should …
------+12. The results of the Overall SREP assessment and specific pre-defined combinations of the results …
------+13. In particular, should the competent authority, as an outcome of SREP, assign to an institution …
------+14. In addition, in certain circumstances, the competent authority should also consider the …
------+15. In particular, the competent authority should decide on whether to apply early intervention …
------+16. When deciding whether to apply early intervention measures based on the above SREP scores and …
------+17. The SREP process as set out in the SREP Guidelines requires competent authorities to carry out …
------+18. When identifying thresholds for the indicators related to prudential requirements, as …
------+19. Where competent authorities, for the purpose of monitoring key indicators, set thresholds for …
------+20. Identification of material changes or anomalies in indicators, including breaches of …
------+21. Where an institution’s financial condition and risk outlook and SREP score for a particular …
------+22. Without prejudice to paragraph 21, in certain circumstances material changes or anomalies in …
------+23. Certain events may have a significant impact on an institution’s financial conditions, putting …
------+24. Generally, such events should prompt further investigations of an affected area. In particular …
------+25. Upon becoming aware of the occurrence of a significant event, the competent authority should …
------+26. The competent authority should update the risk assessment and score of the respective SREP …
------+27. Without prejudice to paragraph 26, in certain circumstances significant events may be used …
------+28. The fact that a resolution authority commences a consultation process with a competent …
---+4. Gennemførelse
------+29. These Guidelines apply from 1 January 2016.

EBA's retningslinjer for udløsningsmekanismer for anvendelsen af foranstaltninger til tidlig indgriben

EBA's retningslinjer for udløsningsmekanismer for anvendelsen af foranstaltninger til tidlig indgriben

1. Oversigt

,
1. Efterlevelses- og indberetningsforpligtelser

Status for disse retningslinjer
2. Genstand, anvendelsesområde og definitioner

Genstand
3. Udløsningsmekanismer for anvendelsen af foranstaltninger til tidlig indgriben

3. Udløsningsmekanismer for anvendelsen af foranstaltninger til tidlig indgriben
4. Gennemførelse

4. Gennemførelse

1.1 Referencer

1.2 Identificerede krav

1.3 Relaterede standarder

2. Identificerede krav

Krav

3. Relaterede standarder

Standarder
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/