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+Article 49 1. |
Article 49 1.Member States shall ensure that the group supervisor and the competent authorities referred to in Article 48(5) shall provide each other with all relevant information as required, including the following:
(a)
identification of the investment firm group’s legal and governance structure, including its organisational structure, covering all regulated and non‐regulated entities, non‐regulated subsidiaries and the parent undertakings, and of the competent authorities of the regulated entities in the investment firm group;
(b)
procedures for the collection of information from the investment firms in an investment firm group, and the procedures for the verification of that information;
(c)
any adverse developments in investment firms or in other entities of an investment firm group, which could seriously affect those investment firms;
(d)
any significant sanctions and exceptional measures taken by competent authorities in accordance with national provisions transposing this Directive;
(e)
the imposition of a specific own funds requirement under Article 39 of this Directive. 1. Übersicht
1.1 Referenzen1.2 Identifizierte Anforderungen1.3 Zugehörige Standards2. Identifizierte Anforderungen
3. Zugehörige Standards
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