+Article 104 3.

Article 104 3.

Institutions shall not assign positions in the following instruments to the trading book:

(a) 

instruments designated for securitisation warehousing;

(b) 

real estate holdings-related instruments;

(c) 

unlisted equities;

(d) 

instruments related to retail and SME credit;

(e) 

positions in other CIUs than those referred to in paragraph 2, point (f);

(f) 

derivative contracts and CIUs with one or more of the underlying instruments referred to in points (a) to (d) of this paragraph;

(g) 

instruments held for hedging a particular risk of one or more positions in an instrument referred to in points (a) to (f), (h) and (i) of this paragraph;

(h) 

own liabilities of the institution, unless such instruments meet the criteria referred to in paragraph 2, point (e), or the criteria referred to in paragraph 2, third subparagraph;

(i) 

instruments in hedge funds.

1. Übersicht

,
Bezeichnung Regulierung

1.1 Referenzen

1.2 Identifizierte Anforderungen

1.3 Zugehörige Standards

2. Identifizierte Anforderungen

Anforderungen
Quelle Anforderung

3. Zugehörige Standards

Standards
Quelle Anforderung