127. In accordance with article 22 of Directive (EU) 2019/2034, competent authorities should …

In accordance with article 22 of Directive (EU) 2019/2034, competent authorities should establish effective and reliable mechanisms to enable investment firm s’ staff to report to competent authorities relevant potential or actual breaches of Regulation (EU) No 2019/2033 and national provisions transposing Directive (EU) 2019/2034. These mechanisms should include, as a minimum:

• a. specific procedures for the receipt of reports on breaches and follow-up, for instance a dedicated whistleblowing department, unit or function;
• b. appropriate protection as referred to in Section 13;
• c. protection of the personal data of both the natural person who reports the breach and the natural person who is allegedly responsible for the breach, in accordance with Regulation (EU) 2016/679 (GDPR); and
• d. clear procedures as set out in Section 12.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.