211. The publication should include at least: a. an overview of the internal organisation of the …

The publication should include at least:

a. an overview of the internal organisation of the investment firm and the group structure as defined in Directive (EU) 2013/34 and changes thereto, including the main reporting lines and responsibilities;
b. any material changes since the previous publication and the date of the material change;
c. new legal, governance or organisational structures;
d. information on the structure, organisation and members of the management body, including the number of its members and the number of those qualified as independent, and specifying the gender and duration of the mandate of each member of the management body;
e. the key responsibilities of the management body;
f. a list of the committees of the management body in its supervisory function and their composition;
g. an overview of the conflicts of interest policy applicable to the investment firm and to the management body;
h. an overview of the internal control framework; and
i. an overview of the business continuity management framework.

1. Overview

Summary	Regulation

Requirements
Source	Requirement

Standards
Source	Requirement

EBA -
EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.