93. Communications regarding supervisory measures or sanctions between prudential supervisors and …

Communications regarding supervisory measures or sanctions between prudential supervisors and AML/CFT supervisors should detail the nature and extent of the underlying deficiencies, material weaknesses and serious breaches. The information shared should allow prudential supervisors to consider the potential prudential implications of the material weaknesses and serious breaches identified by the AML/CFT supervisors, and AML/CFT supervisors to consider the potential implications on the institution’s AML/CFT systems and c ontrol framework of the deficiencies identified by the prudential supervisors.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.