51. Regardless of the time since the last SREP, competent authorities should perform a new …

Regardless of the time since the last SREP, competent authorities should perform a new assessment if at least one of the following situations occurred:

• a. in the monitoring of key indicators, a significant change is observed as compared to the reference date of the last assessment of all SREP elements;
• b. there is negative public information about the investment firm indicating potential significant risk (in the context of reputational risk, conduct risk, IT security);
• c. competent authorities have other reasons to believe that the business model or risk profile of the investment firm has significantly changed since the reference date of the last assessment of all SREP elements.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.