+Article 5 4

Article 5 4

4.   For the purposes of this Article, elements to be taken as indications of significant influence shall include the following:

(a)

the institution has appointed or has the right to appoint a member of the administrative, management or supervisory body of the institution or financial institution concerned;

(b)

the institution is effectively involved in the decision-making process of the institution or financial institution concerned, including in decisions about dividends and other distributions;

(c)

existence of material transactions with the institution or financial institution concerned;

(d)

the institution has exchanged managerial personnel with the institution or financial institution concerned;

(e)

the institution provides essential technical information or critical services to the institution or financial institution concerned;

(f)

the institution has additional rights in the institution or financial institution concerned, pursuant to a contract, clauses of their memoranda or articles of association that could affect the management or the decision-making process of that institution or financial institution.

1. Overview

,
Summary Regulation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
  • Builddate: 26.04.2022 00:00:00 -Doknr: CELEX:32022R0676
  • EULAW -

    EN: Legal acts of the European Union from EUR-Lex, https://eur-lex.europa.eu/. © European Union. Re-use is authorised by Decision 2011/833/EU, provided the source is acknowledged; the consolidated texts are licensed under CC BY 4.0 (EUR-Lex legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the legislation published in the Official Journal of the European Union is deemed authentic.

    DE: Rechtsakte der Europäischen Union aus EUR-Lex, https://eur-lex.europa.eu/. © Europäische Union. Weiterverwendung nach Beschluss 2011/833/EU mit Quellenangabe gestattet; die konsolidierten Fassungen stehen unter CC BY 4.0 (Rechtlicher Hinweis von EUR-Lex). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Verbindlich sind allein die im Amtsblatt der Europäischen Union veröffentlichten Rechtsakte.