+Article 8 3

Article 8 3

3.   For the purposes of paragraph 1, point (b), competent authorities shall take into account:

(a)

the documented view of the risk control unit when either the management body or the relevant committee of the internal committee structure discuss any of the issues referred to in paragraph 1, point (b);

(b)

the minutes of the institution’s management body or relevant committee of the internal committee structure, and the action points reflected therein;

(c)

the reports of the risk control unit about internal position limits, and any decisions regarding limit breaches;

(d)

information provided by the staff and senior management of the institution, where appropriate.

For the purposes of point (b), competent authorities shall assess the degree of involvement of the risk control unit when the institution’s management body or relevant committee of the internal committee structure discuss any of the issues referred to in paragraph 1, point (b). Competent authorities shall identify cases where the view of the risk control unit and the final decision taken by either the management body or the relevant committee of the internal committee structure diverge.

1. Overview

,

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards
  • Builddate: 17.06.2024 00:00:00 -Doknr: CELEX:32024R1085
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